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Public ownership evidence

AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (SEPU) Ownership Disclosures

Read SEPU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Brown Financial Advisors2026-06-302026-08-27104,861$3,257,509None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1813,989$435,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,800$86,982None
OSAIC HOLDINGS, INC.2026-06-302026-08-1530,904$960,176None
OLD MISSION CAPITAL LLC2026-06-302026-08-158,084$251,129None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1548,919$1,519,669None
BARCLAYS PLC2026-06-302026-08-15269$8,356None
NBZ Investment Advisors LLC2026-06-302026-08-141,810$56,228None
MORGAN STANLEY2026-06-302026-08-1438$1,180None
Regatta Research & Money Management2026-06-302026-08-13353$10,966None
Regatta Research & Money Management2026-06-302026-08-1310,164$315,745None
Regatta Research & Money Management2026-06-302026-08-135,296$164,521None
Regatta Research & Money Management2026-06-302026-08-133,950$122,707None
Regatta Research & Money Management2026-06-302026-08-131,835$57,005None
Regatta Research & Money Management2026-06-302026-08-131,826$56,725None
Regatta Research & Money Management2026-06-302026-08-131,516$47,095None
Regatta Research & Money Management2026-06-302026-08-131,429$44,392None
Regatta Research & Money Management2026-06-302026-08-131,263$39,236None
Regatta Research & Money Management2026-06-302026-08-131,263$39,236None
Regatta Research & Money Management2026-06-302026-08-13965$29,978None
Regatta Research & Money Management2026-06-302026-08-13947$29,419None
Regatta Research & Money Management2026-06-302026-08-13916$28,456None
Regatta Research & Money Management2026-06-302026-08-13890$27,648None
Regatta Research & Money Management2026-06-302026-08-13886$27,524None
Regatta Research & Money Management2026-06-302026-08-13869$26,996None
Regatta Research & Money Management2026-06-302026-08-13785$24,387None
Regatta Research & Money Management2026-06-302026-08-13760$23,610None
Regatta Research & Money Management2026-06-302026-08-13698$21,684None
Regatta Research & Money Management2026-06-302026-08-13632$19,634None
Regatta Research & Money Management2026-06-302026-08-13588$18,267None
Regatta Research & Money Management2026-06-302026-08-13584$18,142None
Regatta Research & Money Management2026-06-302026-08-13576$17,894None
Regatta Research & Money Management2026-06-302026-08-13506$15,719None
Regatta Research & Money Management2026-06-302026-08-13486$15,098None
Regatta Research & Money Management2026-06-302026-08-13485$15,067None
Regatta Research & Money Management2026-06-302026-08-13429$13,327None
Regatta Research & Money Management2026-06-302026-08-13418$12,986None
Regatta Research & Money Management2026-06-302026-08-13414$12,861None
Regatta Research & Money Management2026-06-302026-08-13399$12,395None
Regatta Research & Money Management2026-06-302026-08-13391$12,147None
Regatta Research & Money Management2026-06-302026-08-13379$11,774None
Regatta Research & Money Management2026-06-302026-08-13379$11,774None
Regatta Research & Money Management2026-06-302026-08-13361$11,215None
Integrated Wealth Concepts LLC2026-06-302026-08-131,346$41,813None
Cetera Investment Advisers2026-06-302026-08-138,767$272,347None
JPMORGAN CHASE & CO2026-06-302026-08-132,639$81,440None
Copley Financial Group, Inc.2026-06-302026-08-128,435$262,033None
Stratos Wealth Advisors, LLC2026-06-302026-08-128,475$263,276None

90-day public filing window, up to 50 source positions.

Brown Financial Advisors ↗CENTAURUS FINANCIAL, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗BARCLAYS PLC ↗NBZ Investment Advisors LLC ↗MORGAN STANLEY ↗Regatta Research & Money Management ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.