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Public ownership evidence

YieldMax Universe Fund of Option Income ETFs (YMAX) Ownership Disclosures

Read YMAX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2811,393$92,055None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2814,033$109,879None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15326$2,634None
Authentikos Wealth Advisory, LLC2026-06-302026-08-1524,970$201,759None
Ameritas Advisory Services, LLC2026-06-302026-08-15287$2,321None
OSAIC HOLDINGS, INC.2026-06-302026-08-15308$2,489None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,850$14,948None
JANE STREET GROUP, LLC2026-06-302026-08-1571,000$573,680Call
JANE STREET GROUP, LLC2026-06-302026-08-1531,471$254,286None
JANE STREET GROUP, LLC2026-06-302026-08-1528,500$230,280Put
HRT FINANCIAL LP2026-06-302026-08-1554,422$439,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1581,013$654,585None
CITADEL ADVISORS LLC2026-06-302026-08-1528,400$229,472Put
CITADEL ADVISORS LLC2026-06-302026-08-1516,813$135,849None
IHT Wealth Management, LLC2026-06-302026-08-15153,259$1,238,330None
Coppell Advisory Solutions LLC2026-06-302026-08-1517,842$141,844None
GROUP ONE TRADING LLC2026-06-302026-08-1552,124$421,162None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$8None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1580$646None
SWAN Capital LLC2026-06-302026-08-14450$3,636None
Visionary Wealth Advisors2026-06-302026-08-1423,063$186,351None
Creative Planning2026-06-302026-08-1414,490$117,080None
MORGAN STANLEY2026-06-302026-08-149$78None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13324$2,620None
Integrated Wealth Concepts LLC2026-06-302026-08-13170$1,374None
Cetera Investment Advisers2026-06-302026-08-1342,276$341,587None
SIMPLEX TRADING, LLC2026-06-302026-08-131,842$14,883None
Aptus Capital Advisors, LLC2026-06-302026-08-1310$81None
BANK OF MONTREAL /CAN/2026-06-302026-08-131,150$9,292None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-137,564$61,114None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗MCGUIRE CAPITAL ADVISORS INC ↗Authentikos Wealth Advisory, LLC ↗Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.