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Public ownership evidence

Principal Active High Yield ETF (YLD) Ownership Disclosures

Read YLD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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MLG Wealth Management DBA Pine Grove Financial Group2025-12-312026-08-26296,052$5,626,470None
Ameritas Advisory Services, LLC2026-06-302026-08-15104,007$1,984,449None
Western Wealth Management, LLC2026-06-302026-08-1525,386$484,360None
OSAIC HOLDINGS, INC.2026-06-302026-08-15260,642$4,973,590None
Gallagher Fiduciary Advisors, LLC2026-06-302026-08-1534,453$657,370None
AMERIPRISE FINANCIAL INC2026-06-302026-08-152,086,927$39,824,407None
Cerity Partners LLC2026-06-302026-08-1519,279$367,844None
ROYAL BANK OF CANADA2026-06-302026-08-15367,334$7,009,000None
CITADEL ADVISORS LLC2026-06-302026-08-1518,153$346,359None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15674,380$12,867,179None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15191,626$3,656,227None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,220,017$23,277,922None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15669,806$12,779,898None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1530,609$584,020None
CreativeOne Wealth, LLC2026-06-302026-08-14112,605$2,148,494None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1479,159$1,510,350None
Arete Wealth Advisors, LLC2026-06-302026-08-1417,915$341,818None
BNP PARIBAS FINANCIAL MARKETS2026-06-302026-08-1410$191None
Ameritas Investment Partners, Inc.2026-06-302026-08-14950,578$18,137,037None
FMR LLC2026-06-302026-08-1414$27None
Smartleaf Asset Management LLC2026-06-302026-08-1348,882$933,157None
Integrated Wealth Concepts LLC2026-06-302026-08-13353,081$6,736,780None
Advisory Services Network, LLC2026-06-302026-08-1311,005$209,975None
EP Wealth Advisors, LLC2026-06-302026-08-136,195$118,201None
NewEdge Advisors, LLC2026-06-302026-08-1378,071$1,489,592None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1379$1,507None
STIFEL FINANCIAL CORP2026-06-302026-08-13518,546$9,893,807None
US BANCORP \DE\2026-06-302026-08-13302,772$5,777,638None
US BANCORP \DE\2026-06-302026-08-13557$10,628None
JPMORGAN CHASE & CO2026-06-302026-08-13303,525$5,794,294None

90-day public filing window, up to 50 source positions.

MLG Wealth Management DBA Pine Grove Financial Group ↗Ameritas Advisory Services, LLC ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗Gallagher Fiduciary Advisors, LLC ↗AMERIPRISE FINANCIAL INC ↗Cerity Partners LLC ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.