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Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - September (USEP) Ownership Disclosures

Read USEP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advus Financial Partners, LLC2026-06-302026-08-2611,775$486,661None
Advus Financial Partners, LLC2026-03-312026-08-2612,775$493,999None
Advus Financial Partners, LLC2025-12-312026-08-2612,775$502,451None
Advus Financial Partners, LLC2025-09-302026-08-2612,775$494,009None
Advus Financial Partners, LLC2025-06-302026-08-2612,775$470,824None
Archer Investment Corp2026-06-302026-08-208,022$331,555None
Vantage Point Financial LLC2026-06-302026-08-155,104$210,948None
Foundations Investment Advisors, LLC2026-06-302026-08-1519,621$810,936None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,793$280,755None
OSAIC HOLDINGS, INC.2026-06-302026-08-1582,422$3,406,472None
JANE STREET GROUP, LLC2026-06-302026-08-155,916$244,508None
HRT FINANCIAL LP2026-06-302026-08-155,099$210,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1538,765$1,602,157None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1547,882$1,978,963None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,929$493,026None
ROYAL BANK OF CANADA2026-06-302026-08-15500$21,000None
CITADEL ADVISORS LLC2026-06-302026-08-1516,883$697,774None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1516,335$675,126None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15868$35,874None
Plum Street Advisors, LLC2026-06-302026-08-145,400$223,182None
Wood Tarver Financial Group, LLC2026-06-302026-08-149,017$372,000None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,368$139,199None
UBS Group AG2026-06-302026-08-141$41None
Arete Wealth Advisors, LLC2026-06-302026-08-1426,793$1,107,354None
Trek Financial, LLC2026-06-302026-08-1412,169$502,945None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1391$3,806None
Truvestments Capital LLC2026-06-302026-08-134,339$179,331None
Integrated Wealth Concepts LLC2026-06-302026-08-131,515$62,615None
Cetera Investment Advisers2026-06-302026-08-1366,425$2,745,345None
Advisory Services Network, LLC2026-06-302026-08-1335,624$1,472,340None
Aptus Capital Advisors, LLC2026-06-302026-08-134,175$172,553None
WealthShield Partners, LLC2026-06-302026-08-132,961$122,378None
Prairie Wealth Advisors, Inc.2026-06-302026-08-130$888,227None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,814$240,293None
First Commonwealth Financial Corp /PA/2026-06-302026-08-1319,327$798,785None
JPMORGAN CHASE & CO2026-06-302026-08-1312,603$520,193None

90-day public filing window, up to 50 source positions.

Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Archer Investment Corp ↗Vantage Point Financial LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.