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Public ownership evidence

Upstart Holdings, Inc. Common stock (UPST) Ownership Disclosures

Read UPST insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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2026-09-102026-09-10Gu PaulP50,000Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-10 and its public availability date is 2026-09-10. Subtracting those calendar dates gives 0 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

Recent Form 4 activity

Inspect all 11 displayed rows: Recent Form 4 activity

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2026-09-102026-09-10Gu PaulP50,000Not reported
2026-09-102026-09-08Datta SanjayS116,000Not reported
2026-08-282026-08-25Mirgorodskaya NataliaS913Not reported
2026-08-222026-08-20Mirgorodskaya NataliaS586Not reported
2026-08-222026-08-20Datta SanjayS8,945Not reported
2026-08-222026-08-19Datta SanjayS10,000Not reported
2026-08-222026-08-20Darling ScottS7,696Not reported
2026-08-202026-08-19Blankmeyer AndreaS3,000Not reported
2026-08-202026-08-17Blankmeyer AndreaS7,175Not reported
2026-08-202026-08-17Datta SanjayS2,033Not reported
2026-08-202026-08-17Darling ScottS814Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Arbor Wealth Management LLC\AZ2025-12-312026-09-012,296$100,404None
Cornerstone Financial Management LLC2026-06-302026-08-2920$709None
Cornerstone Financial Management LLC2025-12-312026-08-2913$568None
Advisors Asset Management, Inc.2021-12-312026-08-284,219$638,335None
Advisors Asset Management, Inc.2022-12-312026-08-281,046$13,828None
Advisors Asset Management, Inc.2022-06-302026-08-284,777$151,000None
Advisors Asset Management, Inc.2021-09-302026-08-282,705$856,000None
Corient Private Wealth LP2026-06-302026-08-2858,528$2,073,649None
Principia Wealth Advisory, LLC2026-06-302026-08-272$71None
Principia Wealth Advisory, LLC2026-03-312026-08-273$77None
Advisors Asset Management, Inc.2025-03-312026-08-2712,980$597,469None
Advisors Asset Management, Inc.2022-09-302026-08-275,143$107,000None
Advisors Asset Management, Inc.2022-03-312026-08-274,584$500,069None
Advisors Asset Management, Inc.2023-06-302026-08-27623$22,310None
Advisors Asset Management, Inc.2023-09-302026-08-27371$10,588None
Advisors Asset Management, Inc.2023-03-312026-08-27998$15,858None
Advisors Asset Management, Inc.2025-09-302026-08-2713,320$676,656None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-2612,000$425,160None
Advisors Asset Management, Inc.2025-06-302026-08-2513,500$873,180None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2595,138$3,370,739None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-253,370,739$95,138,000None
Advisors Asset Management, Inc.2024-12-312026-08-221,520$93,586None
Advisors Asset Management, Inc.2025-12-312026-08-2213,216$577,936None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2037,897$1,342,699None
Beacon Pointe Advisors, LLC2026-06-302026-08-198,418$298,250None
Orion Capital Management LLC2026-06-302026-08-192,700$95,661None
Ensign Peak Advisors, Inc2026-03-312026-08-195,150$132,098None
Ensign Peak Advisors, Inc2025-12-312026-08-195,150$225,210None
Ensign Peak Advisors, Inc2025-09-302026-08-1916,450$835,660None
Fulcrum Asset Management LLP2026-06-302026-08-19176$6,165None
Strive Financial Group ,LLC2026-06-302026-08-182$71None
Coastal Bridge Advisors, LLC2026-06-302026-08-1835,688$1,264,426None
Corient Private Wealth LP2026-06-302026-08-1855,644$1,971,397None
Transamerica Financial Advisors, LLC2026-06-302026-08-182$70None
Jefferies Financial Group Inc.2026-06-302026-08-1813,633,000$11,293,101None
Jefferies Financial Group Inc.2026-06-302026-08-1840,000$1,417,200Put
Jefferies Financial Group Inc.2026-06-302026-08-1875,000$2,657,250Call
Jefferies Financial Group Inc.2026-06-302026-08-1873,206$2,593,689None
Forum Finance Group S.A.2026-06-302026-08-1550$1,000None
Odyssean, LLC2026-06-302026-08-1580,393$2,848,324None
DARK FOREST CAPITAL MANAGEMENT LP2026-06-302026-08-1517,280$612,230None
TORONTO DOMINION BANK2026-06-302026-08-1546,000$37,260None
TORONTO DOMINION BANK2026-06-302026-08-1511$390None
SummitTX Capital, L.P.2026-06-302026-08-1548,844$1,730,543None
SEI INVESTMENTS CO2026-06-302026-08-15221,000$180,073None
SEI INVESTMENTS CO2026-06-302026-08-159,029$319,897None
SEI INVESTMENTS CO2026-06-302026-08-15738$26,190None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15120$4,252None
Federation des caisses Desjardins du Quebec2026-06-302026-08-152,065$73,163None
JPL Wealth Management, LLC2026-06-302026-08-153$107None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.