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Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Ownership Disclosures

Read UOCT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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ATX Financial Planning, LLC2026-06-302026-08-215,520$226,927None
Bullock Wealth Management Group2026-06-302026-08-20173$7,121None
Archer Investment Corp2026-06-302026-08-201,063$43,700None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2050,862$2,090,937None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1817,041$701,000None
Vantage Point Financial LLC2026-06-302026-08-1515,154$622,981None
Ameritas Advisory Services, LLC2026-06-302026-08-158,038$330,442None
Foundations Investment Advisors, LLC2026-06-302026-08-1557,041$2,344,956None
OSAIC HOLDINGS, INC.2026-06-302026-08-15700$28,777None
OSAIC HOLDINGS, INC.2026-06-302026-08-1587,306$3,589,183None
Orion Porfolio Solutions, LLC2026-06-302026-08-1565,507$2,692,993None
OLD MISSION CAPITAL LLC2026-06-302026-08-158,471$348,242None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,170$582,529None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1525,865$1,063,310None
Ausdal Financial Partners, Inc.2026-06-302026-08-154,104$168,715None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,240$50,976None
ROYAL BANK OF CANADA2026-06-302026-08-15500$21,000None
CITADEL ADVISORS LLC2026-06-302026-08-1519,444$799,343None
IHT Wealth Management, LLC2026-06-302026-08-1513,731$564,484None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,224$379,199None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1514,531$597,369None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1531,651$1,301,173None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$14None
Wood Tarver Financial Group, LLC2026-06-302026-08-1435,672$1,466,000None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14400$16,444None
Creative Planning2026-06-302026-08-146,270$257,760None
Trek Financial, LLC2026-06-302026-08-1430,076$1,236,424None
MORGAN STANLEY2026-06-302026-08-14962$39,548None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13123$5,057None
Cetera Investment Advisers2026-06-302026-08-1346,740$1,921,481None
Advisory Services Network, LLC2026-06-302026-08-1389,915$3,696,406None
Aptus Capital Advisors, LLC2026-06-302026-08-133,250$133,608None
WealthShield Partners, LLC2026-06-302026-08-13911$37,451None
NewEdge Advisors, LLC2026-06-302026-08-134,924$202,426None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-134,961$203,947None
JPMORGAN CHASE & CO2026-06-302026-08-13142$5,824None
JPMORGAN CHASE & CO2026-06-302026-08-132$123None

90-day public filing window, up to 50 source positions.

ATX Financial Planning, LLC ↗Bullock Wealth Management Group ↗Archer Investment Corp ↗MERCER GLOBAL ADVISORS INC /ADV ↗CENTAURUS FINANCIAL, INC. ↗Vantage Point Financial LLC ↗Ameritas Advisory Services, LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.