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Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) Ownership Disclosures

Read UNOV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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ATX Financial Planning, LLC2026-06-302026-08-219,193$369,191None
Archer Investment Corp2026-06-302026-08-201,919$77,067None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-184,274$172,000None
Foundations Investment Advisors, LLC2026-06-302026-08-1521,754$873,641None
OSAIC HOLDINGS, INC.2026-06-302026-08-15600$24,096None
OSAIC HOLDINGS, INC.2026-06-302026-08-15136,315$5,474,370None
HRT FINANCIAL LP2026-06-302026-08-1514,145$568,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1524,009$964,201None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1528,595$1,148,375None
RK Capital Management, LLC/FL2026-06-302026-08-1562,133$2,495,261None
CITADEL ADVISORS LLC2026-06-302026-08-1513,813$554,730None
IHT Wealth Management, LLC2026-06-302026-08-1532,453$1,303,312None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,585$344,774None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,174$207,788None
BARCLAYS PLC2026-06-302026-08-151,942$77,991None
Arete Wealth Advisors, LLC2026-06-302026-08-1413,518$542,612None
Creative Planning2026-06-302026-08-1425,691$1,031,765None
Three Seasons Wealth, LLC2026-06-302026-08-1411,117$446,459None
Trek Financial, LLC2026-06-302026-08-1439,665$1,592,946None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-146,200$248,992None
MORGAN STANLEY2026-06-302026-08-141,447$58,112None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13127$5,100None
Regatta Research & Money Management2026-06-302026-08-13542$21,767None
Regatta Research & Money Management2026-06-302026-08-13469$18,836None
Cetera Investment Advisers2026-06-302026-08-1323,920$960,627None
Advisory Services Network, LLC2026-06-302026-08-137,938$318,790None
Aptus Capital Advisors, LLC2026-06-302026-08-132,700$108,432None
WealthShield Partners, LLC2026-06-302026-08-139,392$377,183None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-134,393$176,423None

90-day public filing window, up to 50 source positions.

ATX Financial Planning, LLC ↗Archer Investment Corp ↗CENTAURUS FINANCIAL, INC. ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RK Capital Management, LLC/FL ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.