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Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - December (UDEC) Ownership Disclosures

Read UDEC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advus Financial Partners, LLC2026-06-302026-08-2613,085$545,384None
Advus Financial Partners, LLC2026-03-312026-08-2613,085$508,221None
Advus Financial Partners, LLC2025-12-312026-08-2613,030$516,509None
Kingsview Wealth Management, LLC2026-06-302026-08-2013,806$575,435None
Archer Investment Corp2026-06-302026-08-205,211$217,186None
Beacon Pointe Advisors, LLC2026-06-302026-08-195,436$226,574None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-187,885$329,000None
Ameritas Advisory Services, LLC2026-06-302026-08-1529,567$1,232,356None
Foundations Investment Advisors, LLC2026-06-302026-08-15137,623$5,736,140None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,400$183,392None
OSAIC HOLDINGS, INC.2026-06-302026-08-15203,015$8,461,615None
Betterment LLC2026-06-302026-08-154,908$205,000None
HRT FINANCIAL LP2026-06-302026-08-1512,135$505,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1521,834$910,043None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1532,137$1,339,473None
Ausdal Financial Partners, Inc.2026-06-302026-08-157,397$308,308None
Cerity Partners LLC2026-06-302026-08-1512,083$503,620None
CITADEL ADVISORS LLC2026-06-302026-08-1532,310$1,346,684None
Coppell Advisory Solutions LLC2026-06-302026-08-1510,143$41,759None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1590,194$3,759,295None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15122,046$5,086,889None
BARCLAYS PLC2026-06-302026-08-151$42None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,282$136,794None
BANK OF AMERICA CORP /DE/2026-06-302026-08-158,368$348,778None
Highland Investment Advisors LLC2026-06-302026-08-141,326$55,268None
Wood Tarver Financial Group, LLC2026-06-302026-08-147,825$326,000None
LEGACY CAPITAL WEALTH MANAGEMENT, LLC2026-06-302026-08-14241,913$10,082,958None
Quantinno Capital Management LP2026-06-302026-08-1414,084$587,023None
Rockefeller Capital Management L.P.2026-06-302026-08-141,695$70,648None
Steward Partners Investment Advisory, LLC2026-06-302026-08-148,246$343,693None
Arete Wealth Advisors, LLC2026-06-302026-08-1424,661$1,027,872None
Creative Planning2026-06-302026-08-1412,125$505,371None
ZACKS INVESTMENT MANAGEMENT2026-06-302026-08-146,627$276,214None
Trek Financial, LLC2026-06-302026-08-1478,712$3,280,724None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1433,630$1,401,702None
MORGAN STANLEY2026-06-302026-08-141,547$64,479None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13123$5,127None
Regatta Research & Money Management2026-06-302026-08-13557$23,216None
Cetera Investment Advisers2026-06-302026-08-1362,745$2,615,218None
Advisory Services Network, LLC2026-06-302026-08-1341,908$1,746,730None
Aptus Capital Advisors, LLC2026-06-302026-08-132,400$100,032None
WealthShield Partners, LLC2026-06-302026-08-1317,695$737,529None
NewEdge Advisors, LLC2026-06-302026-08-1314,810$617,282None
Madison Wealth Partners, Inc2026-06-302026-08-136,627$276,214None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1310,589$441,351None
JPMORGAN CHASE & CO2026-06-302026-08-132,644$109,846None
JPMORGAN CHASE & CO2026-06-302026-08-131$42None

90-day public filing window, up to 50 source positions.

Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗Beacon Pointe Advisors, LLC ↗CENTAURUS FINANCIAL, INC. ↗Ameritas Advisory Services, LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.