Explore more topics
Public ownership evidence

Thrivent Small-Mid Cap Equity ETF (TSME) Ownership Disclosures

Read TSME insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-10T07:40:50.020Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 18 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Ameritas Advisory Services, LLC2026-06-302026-08-15533$27,925None
OSAIC HOLDINGS, INC.2026-06-302026-08-1550$2,604None
OSAIC HOLDINGS, INC.2026-06-302026-08-1518,128$949,346None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,426$284,160None
BROWN ADVISORY INC2026-06-302026-08-1510,294$539,097None
Thrivent Financial for Lutherans2026-06-302026-08-15290,568$15,212,000None
Thrivent Financial for Lutherans2026-06-302026-08-1554,870$2,874,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15200$10,248None
ROYAL BANK OF CANADA2026-06-302026-08-15690,000$36,135,000None
ROYAL BANK OF CANADA2026-06-302026-08-1523,956$1,255,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,109$424,668None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15206$10,788None
COZAD ASSET MANAGEMENT INC2026-06-302026-08-155,823$304,968None
Safeguard Investment Advisory Group, LLC2026-06-302026-08-143,880$203,196None
BNB Wealth Management, LLC2026-06-302026-08-136,986$365,857None
BESSEMER GROUP INC2026-06-302026-08-13750$39,000None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13209$10,945None
STIFEL FINANCIAL CORP2026-06-302026-08-13228,195$11,950,592None

90-day public filing window, up to 50 source positions.

Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗BROWN ADVISORY INC ↗Thrivent Financial for Lutherans ↗Thrivent Financial for Lutherans ↗JONES FINANCIAL COMPANIES LLLP ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.