Explore more topics
Public ownership evidence

T. Rowe Price Small-Mid Cap ETF (TMSL) Ownership Disclosures

Read TMSL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Corient Private Wealth LP2026-06-302026-08-28235,443$10,324,176None
Kingsview Wealth Management, LLC2026-06-302026-08-2032,487$1,424,571None
Corient Private Wealth LP2026-06-302026-08-18235,443$10,324,176None
Equitable Holdings, Inc.2026-06-302026-08-1836,515$1,601,189None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18134,669$5,905,000None
COFG Advisors, LLC2026-06-302026-08-1510,756$471,661None
Ameritas Advisory Services, LLC2026-06-302026-08-1516,441$720,938None
Western Wealth Management, LLC2026-06-302026-08-1512,708$557,261None
IFG Advisory, LLC2026-06-302026-08-1531,045$1,361,326None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,715$206,774None
OSAIC HOLDINGS, INC.2026-06-302026-08-15878,878$38,545,295None
BROWN ADVISORY INC2026-06-302026-08-1529,543$1,295,460None
&PARTNERS2026-06-302026-08-1550,539$2,216,152None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-151,401,861$60,448,227None
AMERIPRISE FINANCIAL INC2026-06-302026-08-154,468$195,922None
AMERIPRISE FINANCIAL INC2026-06-302026-08-152,706,725$118,723,894None
Ausdal Financial Partners, Inc.2026-06-302026-08-15856$37,540None
Ausdal Financial Partners, Inc.2026-06-302026-08-157,395$324,271None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1517,437$764,612None
ROYAL BANK OF CANADA2026-06-302026-08-15504$22,000None
ROYAL BANK OF CANADA2026-06-302026-08-1559,672$2,617,000None
ROYAL BANK OF CANADA2026-06-302026-08-15300$13,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-156,319$277,083None
CITADEL ADVISORS LLC2026-06-302026-08-1521,743$953,431None
IHT Wealth Management, LLC2026-06-302026-08-1528,267$1,239,498None
World Investment Advisors2026-06-302026-08-1516,935$633,558None
NATIXIS ADVISORS, LLC2026-06-302026-08-15208,981$9,163,000None
BRADLEY FOSTER & SARGENT INC/CT2026-06-302026-08-1513,555$594,387None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1556,706$2,486,560None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,676,358$73,508,311None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,354,490$322,494,390None
PRICE T ROWE ASSOCIATES INC /MD/2026-06-302026-08-157,205,146$315,946,000None
PRICE T ROWE ASSOCIATES INC /MD/2026-06-302026-08-15365,260$16,017,000None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,085,876$47,615,663None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15495,022$21,706,715None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15632$27,713None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15593,493$26,024,668None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15139,063$6,097,913None
CreativeOne Wealth, LLC2026-06-302026-08-1410,839$475,305None
CreativeOne Wealth, LLC2026-06-302026-08-1411,063$485,113None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1481,013$3,552,425None
UBS Group AG2026-06-302026-08-141,108,013$48,586,370None
Beacon Capital Management, Inc.2026-06-302026-08-14415,489$18,219,178None
Aberdeen Wealth Management LLC2026-06-302026-08-141,935$84,850None
Aberdeen Wealth Management LLC2026-06-302026-08-141,450$63,583None
Aberdeen Wealth Management LLC2026-06-302026-08-14300$13,155None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-14876,248$38,423,486None
VANGUARD ADVISERS INC2026-06-302026-08-14249$10,919None
MORGAN STANLEY2026-06-302026-08-1421,103$925,367None
Corient Private Wealth LP2026-06-302026-08-13235,443$10,324,176None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Kingsview Wealth Management, LLC ↗Corient Private Wealth LP ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗COFG Advisors, LLC ↗Ameritas Advisory Services, LLC ↗Western Wealth Management, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.