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Public ownership evidence

NEOS S&P 500 High Income ETF (SPYI) Ownership Disclosures

Read SPYI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2837,944$2,014,458None
Wellington Grp LLC2026-06-302026-08-2712,543$665,883None
Brown Financial Advisors2026-06-302026-08-2738,420$2,039,718None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-2271,133$3,776,476None
Kingsview Wealth Management, LLC2026-06-302026-08-20106,382$5,647,824None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-2010,565$560,896None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,913$260,823None
Beacon Pointe Advisors, LLC2026-06-302026-08-1922,652$1,202,600None
49 WEALTH MANAGEMENT, LLC2026-06-302026-08-1910,433$553,864None
Strive Financial Group ,LLC2026-06-302026-08-181,339$71,088None
Yukon Wealth Management, Inc.2026-06-302026-08-1810,215$542,314None
Corient Private Wealth LP2026-06-302026-08-1837,945$2,014,454None
FSA Advisors, Inc.2026-06-302026-08-1871,293$3,784,966None
Camarda Financial Advisors, LLC2026-06-302026-08-1814,292$758,774None
Equitable Holdings, Inc.2026-06-302026-08-1850,170$2,663,486None
Jefferies Financial Group Inc.2026-06-302026-08-1822,850$1,213,107None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1844,846$2,381,000None
Thompson David Blair2026-06-302026-08-1529,726$1,578,153None
Thompson David Blair2025-12-312026-08-1538,624$2,028,911None
Thompson David Blair2026-03-312026-08-1525,506$1,259,220None
Wellington Grp LLC2026-06-302026-08-1513,955$688,958None
Independence Wealth Advisors, LLC2026-06-302026-08-15114,083$6,056,661None
STANCE CAPITAL LLC2026-06-302026-08-153,777$200,521None
Murphy & Mullick Capital Management Corp2026-06-302026-08-15350$18,582None
Safe Harbor Fiduciary, LLC2026-06-302026-08-154,585$243,418None
Federation des caisses Desjardins du Quebec2026-06-302026-08-151,270$67,437None
Mutual Advisors, LLC2026-06-302026-08-1584,280$4,474,432None
Mission Hills Financial Advisory, LLC2026-06-302026-08-1514,129$750,109None
Nemes Rush Group LLC2026-06-302026-08-151,995$105,895None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1517,732$941,392None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1531,261$1,659,634None
Navis Wealth Advisors, LLC2026-06-302026-08-1571,307$3,785,676None
Perennial Investment Advisors, LLC2026-06-302026-08-1582,636$4,387,168None
ENTREWEALTH, LLC2026-06-302026-08-1516,709$901,785None
Resurgent Financial Advisors LLC2026-06-302026-08-1517,278$917,289None
Ameritas Advisory Services, LLC2026-06-302026-08-15162,264$8,614,575None
NFSG Corp2026-06-302026-08-1582,075$4,357,360None
WCG Wealth Advisors LLC2026-06-302026-08-1550,401$2,675,799None
XTX Topco Ltd2026-06-302026-08-157,391$392,388None
Foundations Investment Advisors, LLC2026-06-302026-08-1570,560$3,746,028None
Foundations Investment Advisors, LLC2026-06-302026-08-1528,240$1,499,271None
IFG Advisory, LLC2026-06-302026-08-1571,262$3,783,276None
OSAIC HOLDINGS, INC.2026-06-302026-08-1577,619$4,120,801None
OSAIC HOLDINGS, INC.2026-06-302026-08-1524,950$1,324,583None
OSAIC HOLDINGS, INC.2026-06-302026-08-1540,233$2,136,420None
COOPER/HAIMS ADVISORS, LLC2026-06-302026-08-155,777$306,701None
Pointe Capital Management LLC2026-06-302026-08-157,134$378,744None
Betterment LLC2026-06-302026-08-1516,977$901,000None
JANE STREET GROUP, LLC2026-06-302026-08-1521,263$1,128,853None
JANE STREET GROUP, LLC2026-06-302026-08-1525,100$1,332,559Put

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Wellington Grp LLC ↗Brown Financial Advisors ↗WEST MICHIGAN ADVISORS, LLC ↗Kingsview Wealth Management, LLC ↗STOCK YARDS BANK & TRUST CO ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗49 WEALTH MANAGEMENT, LLC ↗Strive Financial Group ,LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.