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Public ownership evidence

State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) Ownership Disclosures

Read SPSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-29311$17,935None
Cornerstone Financial Management LLC2026-03-312026-08-29311$15,028None
Cornerstone Financial Management LLC2025-12-312026-08-29311$14,573None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2971,791$2,926,211None
Corient Private Wealth LP2026-06-302026-08-28657,330$37,908,289None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28406$23,414None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-285,132$247,961None
AFFINITY WEALTH LLC2025-12-312026-08-2718$843None
Legacy Edge Advisors, LLC2025-09-302026-08-27429,793$19,908,012None
HORAN Wealth, LLC2026-06-302026-08-2719,718$1,137,169None
Dakota Wealth Management2025-09-302026-08-271,226,104$56,793,141None
Dakota Wealth Management2025-12-312026-08-271,278,412$59,906,371None
Dakota Wealth Management2026-03-312026-08-271,383,470$66,849,250None
January Capital Advisors LLC2026-06-302026-08-266,803$392,329None
Financial Insights, Inc.2026-06-302026-08-26278,497$16,060,949None
Bernard Wealth Management Corp.2026-06-302026-08-225,202$300,000None
Forefront Wealth Partners, LLC2026-06-302026-08-2144,929$2,591,093None
Rehmann Capital Advisory Group2026-06-302026-08-215,663$326,609None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-217,025$405,132None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21914$52,710None
Bullock Wealth Management Group2026-06-302026-08-20128$7,349None
Kingsview Wealth Management, LLC2026-06-302026-08-2045,704$2,635,737None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-205,366$309,457None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20169,091$9,751,492None
Sankala Group LLC2026-06-302026-08-197,419$426,757None
Beacon Pointe Advisors, LLC2026-06-302026-08-1911,323$653,016None
Copia Wealth Management2026-06-302026-08-19691$39,850None
JDM Financial Group LLC2026-06-302026-08-196,129$353,462None
TILIA FIDUCIARY PARTNERS, INC.2026-06-302026-08-197,001$403,739None
Orion Capital Management LLC2026-06-302026-08-19870$50,173None
Glenview Trust Co2026-06-302026-08-194,500$259,515None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19160,698$9,267,451None
Legacy Edge Advisors, LLC2025-06-302026-08-18391,940$16,696,644None
Legacy Edge Advisors, LLC2025-03-312026-08-18315,901$12,876,125None
Legacy Edge Advisors, LLC2024-09-302026-08-18307,623$13,999,923None
Legacy Edge Advisors, LLC2024-06-302026-08-18262,075$10,883,975None
Legacy Edge Advisors, LLC2024-03-312026-08-18195,090$8,396,674None
Legacy Edge Advisors, LLC2024-12-312026-08-18306,776$13,771,175None
Strive Financial Group ,LLC2026-06-302026-08-18600$34,602None
WNY Asset Management, LLC2026-06-302026-08-1868,028$3,923,149None
Comprehensive Money Management Services LLC2026-06-302026-08-1816,795$968,568None
Caitlin John, LLC2026-06-302026-08-186,950$400,822None
Caitlin John, LLC2026-06-302026-08-1814,663$845,599None
Corient Private Wealth LP2026-06-302026-08-18656,021$37,832,673None
FSA Advisors, Inc.2026-06-302026-08-183,585$206,758None
Empowered Funds, LLC2026-06-302026-08-1818,013$1,038,810None
Pure Financial Advisors, LLC2026-06-302026-08-18293,288$16,913,925None
Transamerica Financial Advisors, LLC2026-06-302026-08-1821,236$1,224,722None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18732,516$42,224,590None
Equitable Holdings, Inc.2026-06-302026-08-18880,649$50,787,039None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗AFFINITY WEALTH LLC ↗Legacy Edge Advisors, LLC ↗HORAN Wealth, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.