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Public ownership evidence

FT Vest U.S. Small Cap Moderate Buffer ETF - November (SNOV) Ownership Disclosures

Read SNOV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2963,090$1,391,766None
Strive Financial Group ,LLC2026-06-302026-08-18108$2,926None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,515$691,329None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,137$30,807None
OSAIC HOLDINGS, INC.2026-06-302026-08-15211,262$5,724,959None
HRT FINANCIAL LP2026-06-302026-08-1514,489$392,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,108$626,111None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1553,224$1,442,104None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15232$6,286None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15750$20,321None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,700$46,062None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,000$27,095None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,250$33,869None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15226$6,096None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1531,648$857,503None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1529,197$791,093None
Rockefeller Capital Management L.P.2026-06-302026-08-1411,700$317,012None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14500$13,548None
Mariner, LLC2026-06-302026-08-1416,530$447,880None
Topsail Wealth Management, LLC2026-06-302026-08-141,000$27,095None
Ameritas Investment Partners, Inc.2026-06-302026-08-141,250$33,869None
MORGAN STANLEY2026-06-302026-08-14577$15,634None
Cetera Investment Advisers2026-06-302026-08-13120,417$3,262,699None
NewEdge Advisors, LLC2026-06-302026-08-138,613$233,369None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,859$77,465None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Strive Financial Group ,LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.