Explore more topics
Public ownership evidence

ALPS Smith Core Plus Bond ETF (SMTH) Ownership Disclosures

Read SMTH insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 39 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Madrid Financial Services2025-06-302026-08-1962,452$1,614,389None
Coastal Bridge Advisors, LLC2026-06-302026-08-1824,048$618,995None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15178$4,594None
Sovereign Investment Advisors, LLC2026-06-302026-08-15373,742$9,620,119None
OSAIC HOLDINGS, INC.2026-06-302026-08-1523,410$602,573None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,048$207,156None
Thrivent Financial for Lutherans2026-06-302026-08-15976,388$25,133,000None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1521,198$545,637None
ROYAL BANK OF CANADA2026-06-302026-08-1522,263$573,000None
CITADEL ADVISORS LLC2026-06-302026-08-1596,686$2,488,698None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1587,090$2,241,697None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1517,492$450,244None
World Investment Advisors2026-06-302026-08-15436,043$11,230,294None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-157,953$204,710None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15158,608$4,082,560None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15575$14,801None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1531,266$804,787None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,413$87,851None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1542,946$1,105,430None
BANK OF AMERICA CORP /DE/2026-06-302026-08-151,398,164$35,988,741None
Traction Financial Partners, LLC2026-06-302026-08-14677,300$17,433,706None
Tidal Investments LLC2026-06-302026-08-1466,900$1,722,006None
Operose Advisors LLC2026-06-302026-08-14256$6,589None
Quantinno Capital Management LP2026-06-302026-08-1416,142$415,495None
MORGAN STANLEY2026-06-302026-08-1416,772$431,711None
FRANKLIN RESOURCES INC2026-06-302026-08-14934$24,041None
Smartleaf Asset Management LLC2026-06-302026-08-135$129None
Legacy Capital Wealth Partners, LLC2026-06-302026-08-1333,627$865,559None
ADAPT WEALTH ADVISORS, LLC2026-06-302026-08-13682,887$17,577,508None
Integrated Wealth Concepts LLC2026-06-302026-08-132,147$55,264None
Summit Financial, LLC2026-06-302026-08-1311,396$293,327None
SHUFRO ROSE & CO LLC2026-06-302026-08-135,299,519$136,409,632None
STIFEL FINANCIAL CORP2026-06-302026-08-138,821$227,053None
JPMORGAN CHASE & CO2026-06-302026-08-1311,986$309,658None
JPMORGAN CHASE & CO2026-06-302026-08-1344,686$1,154,478None
Arsenal Capital Advisors LLC2026-06-302026-08-1269,082$1,778,174None
Vise Technologies, Inc.2026-06-302026-08-12790,997$20,360,272None
Stratos Investment Management, LLC2026-06-302026-08-123,279,310$84,409,446None
Allworth Financial LP2026-06-302026-08-1236$927None

90-day public filing window, up to 50 source positions.

Madrid Financial Services ↗Coastal Bridge Advisors, LLC ↗FWL INVESTMENT MANAGEMENT, LLC ↗Sovereign Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Thrivent Financial for Lutherans ↗AQR CAPITAL MANAGEMENT LLC ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.