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Public ownership evidence

PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) Ownership Disclosures

Read SMMU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2018,477$933,089None
Equitable Holdings, Inc.2026-06-302026-08-1842,892$2,166,048None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,832$143,000None
Odyssey Group, LLC2026-06-302026-08-15149,344$7,541,873None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15146$7,373None
Advyzon Investment Management, LLC2026-06-302026-08-1510,000$505,000None
Advyzon Investment Management, LLC2026-06-302026-08-15116$5,858None
Milestone Investment Advisors LLC2026-06-302026-08-1566,000$3,333,001None
Capital Asset Advisory Services LLC2026-06-302026-08-15157,016$7,929,313None
WCG Wealth Advisors LLC2026-06-302026-08-1510,031$506,583None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,712$187,456None
OSAIC HOLDINGS, INC.2026-06-302026-08-15250,511$12,650,793None
OSAIC HOLDINGS, INC.2026-06-302026-08-15148,112$7,480,022None
Orion Porfolio Solutions, LLC2026-06-302026-08-154,530$228,765None
OLD MISSION CAPITAL LLC2026-06-302026-08-155,821$293,960None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,686$85,143None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15495$25,019None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15336$16,968None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1510,036$506,817None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,637$82,661None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15388$19,611None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-152,693$135,972None
Waverly Advisors, LLC2026-06-302026-08-1561,587$3,110,130None
&PARTNERS2026-06-302026-08-156,879$347,390None
Allianz Asset Management GmbH2026-06-302026-08-15268$13,534None
Thrivent Financial for Lutherans2026-06-302026-08-1520,898$1,055,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1566,901$3,379,839None
Ausdal Financial Partners, Inc.2026-06-302026-08-154,270$215,651None
MAI Capital Management2026-06-302026-08-15104,708$5,287,733None
Cerity Partners LLC2026-06-302026-08-1548,442$2,446,304None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1527,238$1,375,511None
ROYAL BANK OF CANADA2026-06-302026-08-1523,589$1,191,000None
CITADEL ADVISORS LLC2026-06-302026-08-1529,333$1,481,317None
Hyundai Investments Co., Ltd.2026-06-302026-08-1512,324$622,732None
NATIXIS ADVISORS, LLC2026-06-302026-08-1518,644$941,000None
DAVIS R M INC2026-06-302026-08-1543,341$2,188,721None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1520,028$1,011,414None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1538,501$1,944,301None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1599,601$5,029,834None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15289,356$14,612,465None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15281,243$14,202,785None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1599,086$5,003,858None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15812,307$41,021,504None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15413,209$20,867,064None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1556,849$2,870,874None
Pathstone Holdings, LLC2026-06-302026-08-1417,146$865,873None
Visionary Wealth Advisors2026-06-302026-08-1411,347$573,024None
Sanctuary Advisors, LLC2026-06-302026-08-1424,767$1,250,734None
CreativeOne Wealth, LLC2026-06-302026-08-1410,881$549,504None
Rockefeller Capital Management L.P.2026-06-302026-08-1433,895$1,711,733None

90-day public filing window, up to 50 source positions.

MERCER GLOBAL ADVISORS INC /ADV ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Odyssey Group, LLC ↗FWL INVESTMENT MANAGEMENT, LLC ↗Advyzon Investment Management, LLC ↗Advyzon Investment Management, LLC ↗Milestone Investment Advisors LLC ↗Capital Asset Advisory Services LLC ↗WCG Wealth Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.