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Public ownership evidence

VanEck Semiconductor ETF (SMH) Ownership Disclosures

Read SMH insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2917,659$3,734,247None
Corient Private Wealth LP2026-06-302026-08-287,393$4,848,992None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28282$184,973None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28210$80,521None
Dakota Wealth Management2025-09-302026-08-274,114$1,342,646None
Dakota Wealth Management2025-12-312026-08-274,097$1,475,453None
Dakota Wealth Management2026-03-312026-08-279,457$3,625,814None
Financial Insights, Inc.2026-06-302026-08-26611$400,749None
CARLSON FINANCIAL, INC.2026-06-302026-08-25334$220,187None
Strategic Financial Services, Inc.2026-06-302026-08-25320$209,885None
Bernard Wealth Management Corp.2026-06-302026-08-222$1,312None
Ridgepath Capital Management LLC2026-06-302026-08-211,039$681,470None
Forefront Wealth Partners, LLC2026-06-302026-08-212,872$1,883,769None
Jackson Wealth Management, LLC2026-06-302026-08-212,611$1,713,000None
Bullock Wealth Management Group2026-06-302026-08-20103$63,907None
Kingsview Wealth Management, LLC2026-06-302026-08-2041,438$27,178,853None
Fox Hill Wealth Management2026-06-302026-08-204,159$2,727,686None
Archer Investment Corp2026-06-302026-08-20262$171,886None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20100$6,952Call
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2032,435$21,273,841None
Sankala Group LLC2026-06-302026-08-193,305$1,872,632None
Beacon Pointe Advisors, LLC2026-06-302026-08-1931,603$20,728,256None
Copia Wealth Management2026-06-302026-08-193,973$2,605,851None
Leo H. Evart, Inc.2026-06-302026-08-194$2,632None
Orion Capital Management LLC2026-06-302026-08-1983$54,439None
Concorde Asset Management, LLC2026-06-302026-08-192,428$1,592,501None
Strive Financial Group ,LLC2026-06-302026-08-18969$635,588None
Caitlin John, LLC2026-06-302026-08-181$661None
TORNO CAPITAL, LLC2026-03-312026-08-18346,300$132,771,420Put
Corient Private Wealth LP2026-06-302026-08-1810,347$6,785,369None
FSA Advisors, Inc.2026-06-302026-08-181,176$771,025None
Redwood Investment Management, LLC2026-06-302026-08-18977$641,000None
Empowered Funds, LLC2026-06-302026-08-184,850$3,181,067None
Pure Financial Advisors, LLC2026-06-302026-08-181,103$723,453None
Transamerica Financial Advisors, LLC2026-06-302026-08-18363$238,180None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1856,377$36,976,903None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-18326,500$214,148,085Put
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-1845,500$29,842,995Call
Equitable Holdings, Inc.2026-06-302026-08-1872,238$47,379,957None
DEARBORN PARTNERS LLC2026-06-302026-08-185,109$3,350,942None
Jefferies Financial Group Inc.2026-06-302026-08-1882,200$53,914,158Put
Jefferies Financial Group Inc.2026-06-302026-08-1844,940$29,476,100None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1813,841$9,078,000None
Thompson David Blair2026-06-302026-08-15314$205,949None
Forum Finance Group S.A.2026-06-302026-08-15125$66,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-158,750$5,739,274None
EFG International AG2026-06-302026-08-15648$425,017None
Lotus Technology Management, LP2026-06-302026-08-1512,291$8,985,460None
Ascent Advisors, LLC2026-06-302026-08-155,043$3,128,980None
Sequent Planning LLC2026-06-302026-08-15736$482,735None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Financial Insights, Inc. ↗CARLSON FINANCIAL, INC. ↗Strategic Financial Services, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.