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Public ownership evidence

Sprott Gold Miners ETF (SGDM) Ownership Disclosures

Read SGDM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Beacon Pointe Advisors, LLC2026-06-302026-08-1919,583$1,231,193None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1817,029$1,075,146None
Stonehage Fleming Financial Services Holdings Ltd2026-06-302026-08-18299$18,798None
Synergy Investment Management, LLC2026-06-302026-08-15977$61,424None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1522,328$1,403,761None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15750$47,153None
Meridian Wealth Advisors, LLC2026-06-302026-08-1510,000$628,700None
Qube Research & Technologies Ltd2026-06-302026-08-15768$48,284None
OSAIC HOLDINGS, INC.2026-06-302026-08-15500$31,435None
OSAIC HOLDINGS, INC.2026-06-302026-08-1521,859$1,374,275None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,764$425,253None
OSAIC HOLDINGS, INC.2026-06-302026-08-1528,081$1,767,069None
JANE STREET GROUP, LLC2026-06-302026-08-1530,803$1,936,585None
GTS SECURITIES LLC2026-06-302026-08-1519,700$1,238,539None
Waverly Advisors, LLC2026-06-302026-08-153,406$214,110None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1534,255$1,805,051None
ROYAL BANK OF CANADA2026-06-302026-08-1525$2,000None
ROYAL BANK OF CANADA2026-06-302026-08-1542,461$2,670,000None
ROYAL BANK OF CANADA2026-06-302026-08-1520,928$1,316,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-159,995$628,386None
CITADEL ADVISORS LLC2026-06-302026-08-155,858$368,292None
CITADEL ADVISORS LLC2026-06-302026-08-1528,600$1,798,082Call
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1551,023$3,207,812None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1552,777$3,318,085None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1545,447$2,857,249None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1538,581$2,425,587None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1521,425$1,346,990None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1590,400$5,683,438None
Asset One Wealth Management LLC2026-06-302026-08-14239,319$14,675,041None
Rockefeller Capital Management L.P.2026-06-302026-08-144,091$257,225None
UBS Group AG2026-06-302026-08-144,100$257,767None
UBS Group AG2026-06-302026-08-143,956$248,714None
UBS Group AG2026-06-302026-08-14230,894$14,516,306None
SATOVSKY ASSET MANAGEMENT LLC2026-06-302026-08-147,095$446,078None
Fiduciary Trust Co2026-06-302026-08-143,144$197,663None
Fiduciary Trust Co2026-06-302026-08-14424$26,657None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-14191,179$12,019,403None
MORGAN STANLEY2026-06-302026-08-14233,663$14,690,434None
MORGAN STANLEY2026-06-302026-08-141$66None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-1417$1,069None
FMR LLC2026-06-302026-08-14511$32,132None
Regatta Research & Money Management2026-06-302026-08-13600$37,722None
Regatta Research & Money Management2026-06-302026-08-13568$35,711None
Regatta Research & Money Management2026-06-302026-08-13419$26,295None
Regatta Research & Money Management2026-06-302026-08-13295$18,546None
Regatta Research & Money Management2026-06-302026-08-13258$16,221None
Regatta Research & Money Management2026-06-302026-08-13254$15,942None
Regatta Research & Money Management2026-06-302026-08-13172$10,814None
Regatta Research & Money Management2026-06-302026-08-13170$10,688None
Regatta Research & Money Management2026-06-302026-08-13160$10,060None

90-day public filing window, up to 50 source positions.

Beacon Pointe Advisors, LLC ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Stonehage Fleming Financial Services Holdings Ltd ↗Synergy Investment Management, LLC ↗Federation des caisses Desjardins du Quebec ↗FWL INVESTMENT MANAGEMENT, LLC ↗Meridian Wealth Advisors, LLC ↗Qube Research & Technologies Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.