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Public ownership evidence

AllianzIM U.S. Equity Buffer20 Sep ETF (SEPW) Ownership Disclosures

Read SEPW insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advus Financial Partners, LLC2026-06-302026-08-2611,923$398,141None
Advus Financial Partners, LLC2026-03-312026-08-2611,973$378,210None
Advus Financial Partners, LLC2025-12-312026-08-2611,973$382,159None
Advus Financial Partners, LLC2025-09-302026-08-2611,973$376,013None
Advus Financial Partners, LLC2025-06-302026-08-2618,595$561,020None
Advus Financial Partners, LLC2025-03-312026-08-2621,595$616,451None
Advus Financial Partners, LLC2024-12-312026-08-2621,595$624,208None
Advus Financial Partners, LLC2024-09-302026-08-2622,598$644,664None
Advus Financial Partners, LLC2024-06-302026-08-2622,598$629,013None
Advus Financial Partners, LLC2024-03-312026-08-2620,998$570,831None
Advus Financial Partners, LLC2023-12-312026-08-2620,998$546,563None
Advus Financial Partners, LLC2023-09-302026-08-2620,595$503,756None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1819,278$644,000None
Authentikos Wealth Advisory, LLC2026-06-302026-08-15221,098$7,383,059None
KINTRA WEALTH, LLC2026-06-302026-08-155,920$200,155None
IFG Advisory, LLC2026-06-302026-08-1520,426$682,079None
OSAIC HOLDINGS, INC.2026-06-302026-08-158,605$287,344None
OSAIC HOLDINGS, INC.2026-06-302026-08-15157,393$5,255,389None
HRT FINANCIAL LP2026-06-302026-08-1512,552$419,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1517,575$586,876None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1553,210$1,776,826None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1512,380$413,402None
CITADEL ADVISORS LLC2026-06-302026-08-157,277$242,999None
World Investment Advisors2026-06-302026-08-1529,504$985,218None
GOLDMAN SACHS GROUP INC2026-06-302026-08-158,598$287,110None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15130,166$4,346,594None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,294$143,388None
CreativeOne Wealth, LLC2026-06-302026-08-1410,749$358,938None
Cetera Investment Advisers2026-06-302026-08-1347,657$1,591,396None
Summit Financial, LLC2026-06-302026-08-1319,450$649,488None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1317,385$580,532None
TAGStone Capital, Inc.2026-06-302026-08-127,351$245,470None

90-day public filing window, up to 50 source positions.

Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.