Explore more topics
Public ownership evidence

SARATOGA INVESTMENT CORP. NEW (SAR) Ownership Disclosures

Read SAR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Read one actual disclosure before using it

Show the table · 1 row, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

2026-10-132026-10-09Oberbeck Christian LP15,000Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-09 and its public availability date is 2026-10-13. Subtracting those calendar dates gives 4 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001213900-26-108753 ↗SEC 0001213900-26-108753 ↗13F 0001999371-26-018946 ↗

Recent Form 4 activity

Show the table · 2 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

2026-10-132026-10-09Oberbeck Christian LP15,000Not reported
2026-10-132026-10-08Oberbeck Christian LP15,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Advisors Asset Management, Inc.2021-12-312026-08-28138,230$4,061,197None
Advisors Asset Management, Inc.2022-12-312026-08-28133,585$3,405,082None
Advisors Asset Management, Inc.2020-06-302026-08-2879,001$1,248,216None
Advisors Asset Management, Inc.2022-06-302026-08-28143,994$3,452,000None
Advisors Asset Management, Inc.2021-09-302026-08-28132,087$3,796,000None
Advisors Asset Management, Inc.2024-03-312026-08-27126,165$2,927,028None
Advisors Asset Management, Inc.2025-03-312026-08-27114,511$2,900,564None
Advisors Asset Management, Inc.2022-09-302026-08-27150,799$3,132,000None
Advisors Asset Management, Inc.2020-12-312026-08-27107,525$2,242,000None
Advisors Asset Management, Inc.2022-03-312026-08-27146,577$3,995,689None
Advisors Asset Management, Inc.2023-06-302026-08-27128,551$3,469,591None
Advisors Asset Management, Inc.2023-09-302026-08-27140,051$3,599,311None
Advisors Asset Management, Inc.2023-03-312026-08-27138,850$3,510,128None
Advisors Asset Management, Inc.2021-03-312026-08-27113,082$2,863,236None
Advisors Asset Management, Inc.2021-06-302026-08-27116,534$3,131,000None
Advisors Asset Management, Inc.2020-09-302026-08-2797,342$1,634,372None
Advisors Asset Management, Inc.2025-09-302026-08-27115,641$2,820,484None
Advisors Asset Management, Inc.2023-12-312026-08-27119,328$3,085,822None
Advisors Asset Management, Inc.2019-12-312026-08-2651,162$1,276,492None
Advisors Asset Management, Inc.2025-06-302026-08-25105,285$2,611,068None
Advisors Asset Management, Inc.2024-09-302026-08-22112,373$2,605,930None
Advisors Asset Management, Inc.2024-06-302026-08-22115,029$2,611,158None
Advisors Asset Management, Inc.2024-12-312026-08-22107,401$2,569,032None
Advisors Asset Management, Inc.2025-12-312026-08-22101,383$2,338,906None
Advisors Asset Management, Inc.2020-03-312026-08-2266,187$761,812None
Advisors Asset Management, Inc.2019-03-312026-08-198,908$198,470None
Advisors Asset Management, Inc.2019-09-302026-08-1936,484$901,884None
Advisors Asset Management, Inc.2019-06-302026-08-1923,664$584,264None
Advisors Asset Management, Inc.2026-06-302026-08-15121,635$2,713,677None
Quarry LP2026-06-302026-08-1520$446None
XTX Topco Ltd2026-06-302026-08-1524,939$556,389None
Aquatic Capital Management LLC2026-06-302026-08-151,014$22,622None
IFG Advisory, LLC2026-06-302026-08-151,000$22,310None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,103$46,926None
OSAIC HOLDINGS, INC.2026-06-302026-08-1520,644$460,558None
JANE STREET GROUP, LLC2026-06-302026-08-1510,100$225,331Put
JANE STREET GROUP, LLC2026-06-302026-08-1529,100$649,221Call
Legal & General Group Plc2026-06-302026-08-15141,229$3,156,468None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1540,000$892,400Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1515,300$341,343Put
Palogic Value Management, L.P.2026-06-302026-08-1546,680$1,041,431None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1514,782$329,775None
ROYAL BANK OF CANADA2026-06-302026-08-1519,238$429,000None
CITADEL ADVISORS LLC2026-06-302026-08-1550,507$1,126,811None
CITADEL ADVISORS LLC2026-06-302026-08-1519,400$432,814Call
Larson Financial Group LLC2026-06-302026-08-1549$1,093None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1517,419$388,618None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1528,614$638,378None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1520,529$457,996None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1584,829$1,892,518None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.