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Public ownership evidence

Rockefeller U.S. Small-Mid Cap ETF (RSMC) Ownership Disclosures

Read RSMC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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FLOW TRADERS U.S. LLC2026-06-302026-08-159,049$262,000None
CITADEL ADVISORS LLC2026-06-302026-08-158,074$233,500None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1518,123$524,117None
Quantinno Capital Management LP2026-06-302026-08-1482,453$2,384,541None
Rockefeller Capital Management L.P.2026-06-302026-08-14685,080$19,812,514None
Rockefeller Capital Management L.P.2026-06-302026-08-145,193,294$150,190,062None
Rockefeller Capital Management L.P.2026-06-302026-08-14795,160$22,996,027None
Rockefeller Capital Management L.P.2026-06-302026-08-141,630,566$47,155,969None
Rockefeller Capital Management L.P.2026-06-302026-08-1413,051,775$377,457,333None
UBS Group AG2026-06-302026-08-14869$25,131None
FRANKLIN RESOURCES INC2026-06-302026-08-1463,830$1,845,964None
Haverford Trust Co2026-06-302026-08-1332,210$931,513None
COMMERCE BANK2026-06-302026-08-1321,462$620,681None
StoneX Group Inc.2026-06-302026-08-13975,573$28,213,006None
JPMORGAN CHASE & CO2026-06-302026-08-136,171$175,832None
JPMORGAN CHASE & CO2026-06-302026-08-1327,367$779,773None
BRIGHTON JONES LLC2026-06-302026-08-12120,663$3,489,574None

90-day public filing window, up to 50 source positions.

FLOW TRADERS U.S. LLC ↗CITADEL ADVISORS LLC ↗WELLS FARGO & COMPANY/MN ↗Quantinno Capital Management LP ↗Rockefeller Capital Management L.P. ↗Rockefeller Capital Management L.P. ↗Rockefeller Capital Management L.P. ↗Rockefeller Capital Management L.P. ↗Rockefeller Capital Management L.P. ↗UBS Group AG ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.