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Public ownership evidence

Hartford Multifactor US Equity ETF (ROUS) Ownership Disclosures

Read ROUS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-2053,482$3,604,657None
Perennial Investment Advisors, LLC2026-06-302026-08-156,141$413,904None
WCG Wealth Advisors LLC2026-06-302026-08-1530,831$2,078,009None
Western Wealth Management, LLC2026-06-302026-08-15141,568$9,541,705None
Western Wealth Management, LLC2026-06-302026-08-1510,854$731,528None
OSAIC HOLDINGS, INC.2026-06-302026-08-1546,803$3,155,390None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,733$1,127,804None
Medallion Wealth Advisors, LLC2026-06-302026-08-151,393$93,888None
Waverly Advisors, LLC2026-06-302026-08-1551,331$3,459,738None
&PARTNERS2026-06-302026-08-1568,129$4,589,131None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15263,718$17,524,055None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,094$73,736None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15284,834$19,197,810None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,364$91,934None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-157,976$537,582None
ROYAL BANK OF CANADA2026-06-302026-08-15182,951$12,331,000None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1550,985$3,436,390None
NATIXIS ADVISORS, LLC2026-06-302026-08-1519,042$1,283,000None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1527,600$1,860,240None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1516,967$1,143,576None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15439,153$29,598,917None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1514,263$961,305None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1591,284$6,152,524None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1570,706$4,765,566None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1598,048$6,608,435None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15106,419$7,172,641None
Mission Financial Group, LLC2026-06-302026-08-143,830$258,142None
Henderson Brothers Financial Partners, LLC2026-06-302026-08-143,097$208,741None
Sanctuary Advisors, LLC2026-06-302026-08-1410,422$702,418None
Rockefeller Capital Management L.P.2026-06-302026-08-1478,821$5,312,564None
Rockefeller Capital Management L.P.2026-06-302026-08-141,113$75,016None
Steward Partners Investment Advisory, LLC2026-06-302026-08-144,956$334,051None
UBS Group AG2026-06-302026-08-14597$40,238None
UBS Group AG2026-06-302026-08-14111,106$7,488,544None
Mariner, LLC2026-06-302026-08-146,977$470,232None
VANGUARD ADVISERS INC2026-06-302026-08-14577$38,890None
UMB Bank, n.a.2026-06-302026-08-142,650$178,610None
MORGAN STANLEY2026-06-302026-08-14524,145$35,327,407None
MORGAN STANLEY2026-06-302026-08-14114$7,684None
FMR LLC2026-06-302026-08-142,551$171,968None
Cetera Investment Advisers2026-06-302026-08-13105,346$7,100,310None
NewEdge Advisors, LLC2026-06-302026-08-1364,399$4,340,486None
Summit Financial, LLC2026-06-302026-08-134,724$318,379None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1348,525$3,270,564None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1356,433$3,803,576None
STIFEL FINANCIAL CORP2026-06-302026-08-135,487$369,824None
JPMORGAN CHASE & CO2026-06-302026-08-13570$38,264None
IEQ CAPITAL, LLC2026-06-302026-08-129,447$636,728None
Stratos Wealth Partners, LTD.2026-06-302026-08-1239,440$2,658,318None
NorthRock Partners, LLC2026-06-302026-08-121,213,197$81,769,474None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗Perennial Investment Advisors, LLC ↗WCG Wealth Advisors LLC ↗Western Wealth Management, LLC ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Medallion Wealth Advisors, LLC ↗Waverly Advisors, LLC ↗&PARTNERS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.