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Public ownership evidence

PIMCO RAFI ESG U.S. ETF (RAFE) Ownership Disclosures

Read RAFE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Financial Insights, Inc.2026-06-302026-08-2661,530$2,945,054None
Sankala Group LLC2026-06-302026-08-193,454$172,006None
Balanced Rock Investment Advisors LLC2026-06-302026-08-18152,855$7,316,252None
Milestone Investment Advisors LLC2026-06-302026-08-156,954$332,826None
OSAIC HOLDINGS, INC.2026-06-302026-08-1539,447$1,888,091None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,880$90,029None
Northwest Bancshares, Inc.2026-06-302026-08-15108,915$5,213,108None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,008$766,207None
ROYAL BANK OF CANADA2026-06-302026-08-1526,652$1,276,000None
CITADEL ADVISORS LLC2026-06-302026-08-1534,331$1,643,219None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1520,063$960,295None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,648$270,336None
BANK OF AMERICA CORP /DE/2026-06-302026-08-155,365$256,790None
BANK OF AMERICA CORP /DE/2026-06-302026-08-159,503$454,852None
Mariner, LLC2026-06-302026-08-1430,664$1,467,713None
Smartleaf Asset Management LLC2026-06-302026-08-131,453$69,759None
Cetera Investment Advisers2026-06-302026-08-1369,511$3,327,058None
NewEdge Advisors, LLC2026-06-302026-08-1339,282$1,880,206None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-133,697$176,953None
JPMORGAN CHASE & CO2026-06-302026-08-133,114$149,503None
JPMORGAN CHASE & CO2026-06-302026-08-13101$4,849None
Providence Capital Advisors, LLC2026-06-302026-08-121,276$61,083None

90-day public filing window, up to 50 source positions.

Financial Insights, Inc. ↗Sankala Group LLC ↗Balanced Rock Investment Advisors LLC ↗Milestone Investment Advisors LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Northwest Bancshares, Inc. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.