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Public ownership evidence

First Trust NASDAQ - 100 Ex-Technology Sector Index Fund (QQXT) Ownership Disclosures

Read QQXT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2836,621$3,574,770None
Corient Private Wealth LP2026-06-302026-08-1836,621$3,574,770None
Transamerica Financial Advisors, LLC2026-06-302026-08-1870$6,926None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15175,744$17,155,316None
NFSG Corp2026-06-302026-08-15200$19,523None
OSAIC HOLDINGS, INC.2026-06-302026-08-1593$9,078None
OSAIC HOLDINGS, INC.2026-06-302026-08-15907$88,597None
Regal Investment Advisors LLC2026-06-302026-08-156,460$630,595None
GTS SECURITIES LLC2026-06-302026-08-1532,754$3,197,282None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-153,800$370,956Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1525,100$2,450,144None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1536,424$3,555,540None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-152,003$195,879None
ROYAL BANK OF CANADA2026-06-302026-08-1528,516$2,784,000None
CITADEL ADVISORS LLC2026-06-302026-08-1519,550$1,908,379None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-153,977$388,216None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1554,172$5,288,016None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15138,810$13,549,985None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,814$1,250,842None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1540,719$3,974,771None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1517,637$1,721,672None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1547,598$4,646,284None
Rockefeller Capital Management L.P.2026-06-302026-08-141,124$109,720None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1417,198$1,678,783None
UBS Group AG2026-06-302026-08-14476$46,465None
UBS Group AG2026-06-302026-08-1416,098$1,571,406None
MORGAN STANLEY2026-06-302026-08-14144,249$14,080,978None
MORGAN STANLEY2026-06-302026-08-1437$3,631None
MORGAN STANLEY2026-06-302026-08-14190$18,547None
MORGAN STANLEY2026-06-302026-08-1466$6,443None
FMR LLC2026-06-302026-08-14746$72,806None
Smartleaf Asset Management LLC2026-06-302026-08-13146$14,336None
Corient Private Wealth LP2026-06-302026-08-1336,621$3,574,770None
Integrated Wealth Concepts LLC2026-06-302026-08-13290$28,234None
Cetera Investment Advisers2026-06-302026-08-133,577$349,126None
Baird Financial Group, Inc.2026-06-302026-08-136,480$632,547None
NewEdge Advisors, LLC2026-06-302026-08-132,598$253,580None
Summit Financial, LLC2026-06-302026-08-137,614$743,243None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13269$26,259None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13906$88,439None
STIFEL FINANCIAL CORP2026-06-302026-08-1312,248$1,195,593None
JPMORGAN CHASE & CO2026-06-302026-08-13250$24,548None
JPMORGAN CHASE & CO2026-06-302026-08-134,258$418,097None
Providence Capital Advisors, LLC2026-06-302026-08-12249$24,307None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗EARNED WEALTH ADVISORS, LLC ↗NFSG Corp ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Regal Investment Advisors LLC ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.