Explore more topics
Public ownership evidence

First Trust NASDAQ ABA Community Bank Index Fund (QABA) Ownership Disclosures

Read QABA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 40 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

OSAIC HOLDINGS, INC.2026-06-302026-08-15553$37,187None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,468$233,440None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1537,252$2,506,665None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,251$1,564,546None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15175$11,776None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1590$6,056None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1586$5,720None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15182$12,247None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15191$12,852None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1511$740None
Cutler Capital Management, LLC2026-06-302026-08-159,868$664,002None
ROYAL BANK OF CANADA2026-06-302026-08-1568,681$4,622,000None
CITADEL ADVISORS LLC2026-06-302026-08-1510,006$673,298None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1511,243$756,535None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1539,920$2,686,193None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-156,786$456,656None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,273$354,817None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1528,073$1,888,996None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1550,965$3,429,404None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1514,991$1,008,729None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1569,289$4,662,388None
Sanctuary Advisors, LLC2026-06-302026-08-1415,850$1,066,537None
CreativeOne Wealth, LLC2026-06-302026-08-143,504$235,813None
Rockefeller Capital Management L.P.2026-06-302026-08-14445$29,944None
UBS Group AG2026-06-302026-08-14495$33,308None
UBS Group AG2026-06-302026-08-1435,864$2,413,253None
Beacon Capital Management, Inc.2026-06-302026-08-141$58None
UMB Bank, n.a.2026-06-302026-08-14400$26,916None
MORGAN STANLEY2026-06-302026-08-14240$16,149None
MORGAN STANLEY2026-06-302026-08-14134,465$9,048,069None
MORGAN STANLEY2026-06-302026-08-149$662None
Integrated Wealth Concepts LLC2026-06-302026-08-13512$34,440None
Cetera Investment Advisers2026-06-302026-08-139,796$659,155None
Greenwich Wealth Management LLC2026-06-302026-08-136,994$471,000None
NewEdge Advisors, LLC2026-06-302026-08-1355$3,701None
Summit Financial, LLC2026-06-302026-08-137,518$505,894None
StoneX Group Inc.2026-06-302026-08-133,938$247,965None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,324$156,381None
Gunpowder Capital Management, LLC dba Oliver Wealth Management2026-06-302026-08-121,325$89,158None
BLAIR WILLIAM & CO/IL2026-06-302026-08-12150$10,093None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.