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Public ownership evidence

Prospect Capital Corporation (PSEC) Ownership Disclosures

Read PSEC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-09-092026-09-04Barry John FP1,217,105Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-04 and its public availability date is 2026-09-09. Subtracting those calendar dates gives 5 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001294357-26-000015 ↗13F 0001999371-26-018946 ↗13F 0001999371-26-018943 ↗

Recent Form 4 activity

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2026-09-092026-09-04Barry John FP1,217,105Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-28618,052$5,197,817None
Advisors Asset Management, Inc.2022-12-312026-08-28640,556$4,477,486None
Advisors Asset Management, Inc.2020-06-302026-08-28131,473$671,827None
Advisors Asset Management, Inc.2022-06-302026-08-28687,015$4,802,000None
Advisors Asset Management, Inc.2021-09-302026-08-28515,469$3,969,000None
Advisors Asset Management, Inc.2024-03-312026-08-27444,540$2,453,861None
Advisors Asset Management, Inc.2025-03-312026-08-27182,346$747,619None
Advisors Asset Management, Inc.2022-09-302026-08-27728,065$4,514,000None
Advisors Asset Management, Inc.2020-12-312026-08-27200,684$1,086,000None
Advisors Asset Management, Inc.2022-03-312026-08-27711,926$5,894,747None
Advisors Asset Management, Inc.2023-06-302026-08-27574,149$3,559,724None
Advisors Asset Management, Inc.2023-09-302026-08-27614,524$3,717,870None
Advisors Asset Management, Inc.2023-03-312026-08-27664,724$4,626,479None
Advisors Asset Management, Inc.2021-03-312026-08-27311,010$2,385,447None
Advisors Asset Management, Inc.2021-06-302026-08-27387,883$3,254,000None
Advisors Asset Management, Inc.2020-09-302026-08-27169,482$852,494None
Advisors Asset Management, Inc.2023-12-312026-08-27450,365$2,697,686None
Advisors Asset Management, Inc.2019-12-312026-08-26113,519$731,062None
Advisors Asset Management, Inc.2024-09-302026-08-22303,806$1,625,362None
Advisors Asset Management, Inc.2024-06-302026-08-22314,693$1,740,252None
Advisors Asset Management, Inc.2024-12-312026-08-22182,430$786,273None
Advisors Asset Management, Inc.2020-03-312026-08-22107,196$455,583None
Kingsview Wealth Management, LLC2026-06-302026-08-2021,001$48,513None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2025,783$59,559None
Advisors Asset Management, Inc.2019-03-312026-08-19118,975$775,717None
Advisors Asset Management, Inc.2019-09-302026-08-19115,667$762,246None
Advisors Asset Management, Inc.2019-06-302026-08-19116,716$762,155None
Concorde Asset Management, LLC2026-06-302026-08-19357,400$838,012None
Strive Financial Group ,LLC2026-06-302026-08-18837$1,932None
AMERIFLEX GROUP, INC.2026-06-302026-08-158,630$19,936None
CAXTON ASSOCIATES LLP2026-06-302026-08-15592,554$1,368,800None
Modern Wealth Management, LLC2026-06-302026-08-1514,200$32,802None
Strategies Wealth Advisors, LLC2026-06-302026-08-1540,632$93,861None
Quarry LP2026-06-302026-08-15860$1,987None
Ameritas Advisory Services, LLC2026-06-302026-08-156,664$15,394None
NFSG Corp2026-06-302026-08-157,157$16,533None
Foundations Investment Advisors, LLC2026-06-302026-08-1534,070$78,703None
IFG Advisory, LLC2026-06-302026-08-154,000$9,240None
Blueshift Asset Management, LLC2026-06-302026-08-1511,024$25,465None
OSAIC HOLDINGS, INC.2026-06-302026-08-1563$148None
OSAIC HOLDINGS, INC.2026-06-302026-08-1510$23None
OSAIC HOLDINGS, INC.2026-06-302026-08-15262,534$606,451None
Squarepoint Ops LLC2026-06-302026-08-15190,138$439,219None
Engineers Gate Manager LP2026-06-302026-08-15282,483$652,536None
JANE STREET GROUP, LLC2026-06-302026-08-15284,000$656,040Put
JANE STREET GROUP, LLC2026-06-302026-08-15434,200$1,003,002Call
Heritage Wealth Advisors2026-06-302026-08-15100$231None
Orion Porfolio Solutions, LLC2026-06-302026-08-1589,180$206,006None
Regal Investment Advisors LLC2026-06-302026-08-1520,266$46,815None
Legal & General Group Plc2026-06-302026-08-154,032,811$9,335,957None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.