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Public ownership evidence

Principal Exchange-Traded Funds Principal U.S. Small-Cap ETF (PSC) Ownership Disclosures

Read PSC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Perennial Investment Advisors, LLC2026-06-302026-08-154,189$293,751None
Ameritas Advisory Services, LLC2026-06-302026-08-157,454$522,706None
XTX Topco Ltd2026-06-302026-08-155,397$378,460None
Wealth Advisors of Tampa Bay, LLC2026-06-302026-08-1573,598$5,160,973None
OSAIC HOLDINGS, INC.2026-06-302026-08-15227$15,918None
OSAIC HOLDINGS, INC.2026-06-302026-08-15146,812$10,296,097None
JANE STREET GROUP, LLC2026-06-302026-08-1514,005$982,089None
FLOW TRADERS U.S. LLC2026-06-302026-08-1539,538$2,773,000None
GTS SECURITIES LLC2026-06-302026-08-156,791$476,212None
&PARTNERS2026-06-302026-08-15134,933$9,451,577None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15313$21,634None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15230$16,134None
AMERIPRISE FINANCIAL INC2026-06-302026-08-152,376,233$166,629,732None
ROYAL BANK OF CANADA2026-06-302026-08-15668$47,000None
ROYAL BANK OF CANADA2026-06-302026-08-15351,376$24,640,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,131$149,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-156,698$469,692None
CITADEL ADVISORS LLC2026-06-302026-08-1536,690$2,572,857None
Larson Financial Group LLC2026-06-302026-08-15100$7,012None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,281$300,201None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15575,201$40,335,494None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,332,130$93,414,534None
COZAD ASSET MANAGEMENT INC2026-06-302026-08-1511,757$824,461None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15709,370$49,743,973None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15675,092$47,340,295None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1565,847$4,617,455None
Silver Grove Financial Group, Inc.2026-06-302026-08-1442$2,945None
Henderson Brothers Financial Partners, LLC2026-06-302026-08-1486,361$6,055,937None
Rockefeller Capital Management L.P.2026-06-302026-08-14130,331$9,139,419None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1421,098$1,479,486None
UBS Group AG2026-06-302026-08-1481$5,680None
Arete Wealth Advisors, LLC2026-06-302026-08-1462,934$4,412,949None
CIBC Bancorp USA Inc.2026-06-302026-08-14250,201$17,479,088None
CIBC Bancorp USA Inc.2026-06-302026-08-1446,390$3,233,076None
Ameritas Investment Partners, Inc.2026-06-302026-08-1419,797$1,388,253None
MORGAN STANLEY2026-06-302026-08-141,846,678$129,496,872None
MORGAN STANLEY2026-06-302026-08-141$95None
MORGAN STANLEY2026-06-302026-08-14138$9,677None
FMR LLC2026-06-302026-08-14328$23,052None
Smartleaf Asset Management LLC2026-06-302026-08-1320,632$1,431,471None
Round Rock Advisors LLC2026-06-302026-08-1326,946$1,889,567None
Integrated Wealth Concepts LLC2026-06-302026-08-1350$3,538None
Advisory Services Network, LLC2026-06-302026-08-1367,791$4,753,824None
Greenwich Wealth Management LLC2026-06-302026-08-1366,133$4,638,000None
NewEdge Advisors, LLC2026-06-302026-08-1347,623$3,339,534None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13235,305$16,500,542None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13612$42,916None
STIFEL FINANCIAL CORP2026-06-302026-08-13182,101$12,770,002None
US BANCORP \DE\2026-06-302026-08-13787$55,188None
JPMORGAN CHASE & CO2026-06-302026-08-133,922$272,113None

90-day public filing window, up to 50 source positions.

Perennial Investment Advisors, LLC ↗Ameritas Advisory Services, LLC ↗XTX Topco Ltd ↗Wealth Advisors of Tampa Bay, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗FLOW TRADERS U.S. LLC ↗GTS SECURITIES LLC ↗&PARTNERS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.