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Public ownership evidence

Prudential Financial, Inc. (PRU) Ownership Disclosures

Read PRU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-09-142026-09-10SULLIVAN ANDREW FA143Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-10 and its public availability date is 2026-09-14. Subtracting those calendar dates gives 4 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001137774-26-000204 ↗SEC 0001137774-26-000203 ↗SEC 0001137774-26-000203 ↗

Recent Form 4 activity

Inspect all 26 displayed rows: Recent Form 4 activity

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2026-09-142026-09-10SULLIVAN ANDREW FA143Not reported
2026-09-142026-09-10Wolk Joseph JA21Not reported
2026-09-142026-09-10Wolk Joseph JA21Not reported
2026-09-142026-09-10TODMAN MICHAELA21Not reported
2026-09-142026-09-10TODMAN MICHAELA151Not reported
2026-09-142026-09-10TODMAN MICHAELA155Not reported
2026-09-142026-09-10Stoddard Thomas DA21Not reported
2026-09-142026-09-10Stoddard Thomas DA20Not reported
2026-09-142026-09-10POON CHRISTINE AA21Not reported
2026-09-142026-09-10POON CHRISTINE AA49Not reported
2026-09-142026-09-10POON CHRISTINE AA161Not reported
2026-09-142026-09-10Pianalto SandraA21Not reported
2026-09-142026-09-10Pianalto SandraA84Not reported
2026-09-142026-09-10Pianalto SandraA214Not reported
2026-09-142026-09-10Mannen Maryann T.A21Not reported
2026-09-142026-09-10Jones Wendy ElizabethA21Not reported
2026-09-142026-09-10Jones Wendy ElizabethA21Not reported
2026-09-142026-09-10Jones Wendy ElizabethA115Not reported
2026-09-142026-09-10HUNDMEJEAN MARTINAA21Not reported
2026-09-142026-09-10HUNDMEJEAN MARTINAA336Not reported
2026-09-142026-09-10HUNDMEJEAN MARTINAA180Not reported
2026-09-142026-09-10Di Sibio CarmineA21Not reported
2026-09-142026-09-10Di Sibio CarmineA37Not reported
2026-09-142026-09-10CASELLAS GILBERT FA21Not reported
2026-09-142026-09-10CASELLAS GILBERT FA513Not reported
2026-08-192026-08-14KAPPLER ANN MS7,652Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-29165$17,808None
Cornerstone Financial Management LLC2026-03-312026-08-2978$7,620None
Cornerstone Financial Management LLC2025-12-312026-08-2971$8,014None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-296,505$726,489Call
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2918,095$2,020,821None
OPTIMIZE FINANCIAL INC.2026-06-302026-08-284,888$527,562None
Advisors Asset Management, Inc.2021-12-312026-08-2832,093$3,473,746None
Advisors Asset Management, Inc.2022-12-312026-08-2840,326$4,010,824None
Advisors Asset Management, Inc.2020-06-302026-08-2830,148$1,836,013None
Advisors Asset Management, Inc.2022-06-302026-08-2830,557$2,924,000None
Advisors Asset Management, Inc.2021-09-302026-08-2834,496$3,629,000None
Corient Private Wealth LP2026-06-302026-08-28107,812$11,636,416None
Corient Private Wealth LP2026-06-302026-08-2823,675$2,555,273None
Principia Wealth Advisory, LLC2026-06-302026-08-2714$1,511None
Principia Wealth Advisory, LLC2026-03-312026-08-2723$2,247None
Brown Financial Advisors2026-06-302026-08-274,334$467,769None
Advisors Asset Management, Inc.2024-03-312026-08-2761,632$7,235,597None
Advisors Asset Management, Inc.2025-03-312026-08-2727,263$3,044,732None
Advisors Asset Management, Inc.2022-09-302026-08-2734,878$2,992,000None
Advisors Asset Management, Inc.2020-12-312026-08-2738,555$3,010,000None
Advisors Asset Management, Inc.2022-03-312026-08-2729,018$3,429,057None
Advisors Asset Management, Inc.2023-06-302026-08-2751,657$4,557,181None
Advisors Asset Management, Inc.2023-09-302026-08-2759,635$5,658,765None
Advisors Asset Management, Inc.2023-03-312026-08-2748,900$4,045,986None
Advisors Asset Management, Inc.2021-03-312026-08-2738,509$3,508,170None
Advisors Asset Management, Inc.2021-06-302026-08-2739,368$4,034,000None
Advisors Asset Management, Inc.2020-09-302026-08-2733,942$2,155,996None
Advisors Asset Management, Inc.2025-09-302026-08-2715,528$1,610,875None
Advisors Asset Management, Inc.2023-12-312026-08-2762,104$6,440,806None
WILLIAM JOHN SEMPOLINSKI2026-03-312026-08-274,000$390,760None
WILLIAM JOHN SEMPOLINSKI2025-12-312026-08-274,200$474,096None
Dakota Wealth Management2025-09-302026-08-2713,165$1,365,738None
Dakota Wealth Management2025-12-312026-08-2712,943$1,460,974None
Dakota Wealth Management2026-03-312026-08-2710,014$978,240None
Groupe la Francaise2026-06-302026-08-2691,867$9,915,205None
Advisors Asset Management, Inc.2019-12-312026-08-2619,173$1,797,277None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-26225,800$22,058,402None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-26192,162$20,740,045None
Advisors Asset Management, Inc.2025-06-302026-08-2522,897$2,460,054None
CYBER HORNET ETFs LLC2026-06-302026-08-25946$102,102None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25585,323$63,173,911None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2563,173,911$585,323,000None
Bernard Wealth Management Corp.2026-06-302026-08-2250$5,397None
Advisors Asset Management, Inc.2024-09-302026-08-2246,046$5,576,171None
Advisors Asset Management, Inc.2024-06-302026-08-2255,719$6,529,710None
Advisors Asset Management, Inc.2024-12-312026-08-2236,048$4,272,769None
Advisors Asset Management, Inc.2025-12-312026-08-2211,412$1,288,187None
Advisors Asset Management, Inc.2020-03-312026-08-2221,807$1,137,017None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-222,476$267,251None
Assenagon Asset Management S.A.2026-06-302026-08-22619,701$66,884,329None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗B. Riley Wealth Advisors, Inc. ↗OPTIMIZE FINANCIAL INC. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.