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Public ownership evidence

PennyMac Financial Services, Inc. Common Stock (PFSI) Ownership Disclosures

Read PFSI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-11-042026-11-02NANJI FARHADA545Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-11-02 and its public availability date is 2026-11-04. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001745916-26-000147 ↗SEC 0001745916-26-000145 ↗13F 0002033266-26-000007 ↗

Recent Form 4 activity

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2026-11-042026-11-02NANJI FARHADA545Not reported
2026-11-042026-11-03Chandra SunilA550Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OPTIMIZE FINANCIAL INC.2026-06-302026-08-285,507$479,660None
Advisors Asset Management, Inc.2022-12-312026-08-284,272$242,052None
Advisors Asset Management, Inc.2022-06-302026-08-284,369$191,000None
Corient Private Wealth LP2026-06-302026-08-2826,653$2,321,478None
Principia Wealth Advisory, LLC2026-03-312026-08-271$87None
Advisors Asset Management, Inc.2022-09-302026-08-274,278$184,000None
Advisors Asset Management, Inc.2022-03-312026-08-273,152$167,686None
Advisors Asset Management, Inc.2023-03-312026-08-274,187$249,587None
Dakota Wealth Management2025-09-302026-08-275,101$631,912None
Dakota Wealth Management2025-12-312026-08-275,033$663,551None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2534,575$3,011,483None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-253,011,483$34,575,000None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2014,629$1,274,213None
Ensign Peak Advisors, Inc2026-03-312026-08-192,619$228,901None
Ensign Peak Advisors, Inc2025-12-312026-08-192,619$345,289None
Ensign Peak Advisors, Inc2025-09-302026-08-196,269$776,604None
Fulcrum Asset Management LLP2026-06-302026-08-194,446$383,023None
Corient Private Wealth LP2026-06-302026-08-1826,048$2,268,783None
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2026-06-302026-08-18910$79,261None
DARK FOREST CAPITAL MANAGEMENT LP2026-06-302026-08-1588,378$7,697,724None
SEI INVESTMENTS CO2026-06-302026-08-1512,859$1,120,019None
SEI INVESTMENTS CO2026-06-302026-08-15110$9,590None
JPL Wealth Management, LLC2026-06-302026-08-1520$1,742None
CLOUGH CAPITAL PARTNERS L P2026-06-302026-08-1534,817$3,032,561None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-1520$1,723None
Quarry LP2026-06-302026-08-1524$2,090None
Ameritas Advisory Services, LLC2026-06-302026-08-1575$6,533None
T. Rowe Price Investment Management, Inc.2026-06-302026-08-153,921,911$341,599,000None
XTX Topco Ltd2026-06-302026-08-1560,135$5,237,759None
Aquatic Capital Management LLC2026-06-302026-08-1514,457$1,259,205None
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2026-06-302026-08-15482,429$42,019,566None
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2026-06-302026-08-1512$1,045None
Sixth Street Partners Management Company, L.P.2026-06-302026-08-15482,429$42,019,566None
Sixth Street Partners Management Company, L.P.2026-06-302026-08-1512$1,045None
Qube Research & Technologies Ltd2026-06-302026-08-15169,696$14,780,522None
DV Trading LLC2026-06-302026-08-152,700$235,170None
Caption Management, LLC2026-06-302026-08-15200$17,420None
Symmetry Investments LP2026-06-302026-08-15204,189$17,784,862None
Symmetry Investments LP2026-06-302026-08-1554,900$4,781,790None
Symmetry Investments LP2026-06-302026-08-1518,300$1,593,930None
Symmetry Investments LP2026-06-302026-08-15219,353$19,105,646None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,812$244,990None
Schonfeld Strategic Advisors LLC2026-06-302026-08-15129,357$11,266,993None
Squarepoint Ops LLC2026-06-302026-08-1538,600$3,362,060Call
Squarepoint Ops LLC2026-06-302026-08-1516,000$1,393,600Put
Squarepoint Ops LLC2026-06-302026-08-1569,057$6,014,865None
Man Group plc2026-06-302026-08-1525,923$2,257,893None
MetLife Investment Management, LLC2026-06-302026-08-1517,477$1,522,247None
BlueCrest Capital Management Ltd2026-06-302026-08-15396,103$34,500,571None
Clearline Capital LP2026-06-302026-08-15129,279$11,260,201None

90-day public filing window, up to 50 source positions.

OPTIMIZE FINANCIAL INC. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Principia Wealth Advisory, LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Dakota Wealth Management ↗Dakota Wealth Management ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.