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Public ownership evidence

Principal Financial Group, Inc. (PFG) Ownership Disclosures

Read PFG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-11-052026-11-04LITTLEFIELD CHRISTOPHER JA51,285Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-11-04 and its public availability date is 2026-11-05. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001126328-26-000227 ↗SEC 0001126328-26-000224 ↗SEC 0001126328-26-000223 ↗

Recent Form 4 activity

Inspect all 31 displayed rows: Recent Form 4 activity

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2026-11-052026-11-04LITTLEFIELD CHRISTOPHER JA51,285Not reported
2026-09-292026-09-25Auerbach JonathanA161Not reported
2026-09-292026-09-25Beams Mary E.A105Not reported
2026-09-292026-09-25Muruzabal ClaudioA97Not reported
2026-09-292026-09-25Nordin Diane CA211Not reported
2026-09-292026-09-25Pickerell BlairA273Not reported
2026-09-292026-09-25Richer Clare StackA138Not reported
2026-09-292026-09-25Mitchell H ElizabethA78Not reported
2026-09-292026-09-25Carter Miller JocelynA648Not reported
2026-09-292026-09-25RIVERA ALFREDOA113Not reported
2026-09-292026-09-25RIVERA ALFREDOA24Not reported
2026-09-292026-09-25Brown Timothy W.A163Not reported
2026-09-292026-09-25Agrawal VivekA226Not reported
2026-09-292026-09-25Cheong Wee YeeA354Not reported
2026-09-292026-09-25LITTLEFIELD CHRISTOPHER JA538Not reported
2026-09-292026-09-25McCullum Kenneth A.A71Not reported
2026-09-292026-09-25Pitz JoelA2Not reported
2026-09-292026-09-25Pitz JoelA226Not reported
2026-09-292026-09-25Bhatia KamalA415Not reported
2026-09-292026-09-25Kay Kathleen BA383Not reported
2026-09-292026-09-25Friedrich Amy ChristineA577Not reported
2026-09-292026-09-25Mills ScottA246Not reported
2026-09-292026-09-25Mills ScottA150Not reported
2026-09-292026-09-25HOCHSCHILD ROGER CA285Not reported
2026-09-292026-09-25HOCHSCHILD ROGER CA218Not reported
2026-09-292026-09-25STRABLE-SOETHOUT DEANNA DA42Not reported
2026-09-292026-09-25STRABLE-SOETHOUT DEANNA DA593Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380Not reported
2026-08-122026-08-07Friedrich Amy ChristineA35,680Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-2961$6,575None
Cornerstone Financial Management LLC2026-03-312026-08-2954$4,866None
Cornerstone Financial Management LLC2025-12-312026-08-2954$4,763None
First Nebraska Trust Co2002-09-302026-08-2815,546$406,994None
First Nebraska Trust Co2002-12-312026-08-2815,328$441,446None
Advisors Asset Management, Inc.2021-12-312026-08-28746$53,958None
Advisors Asset Management, Inc.2021-12-312026-08-2835,851$2,593,103None
Advisors Asset Management, Inc.2022-12-312026-08-2852,419$4,399,002None
Advisors Asset Management, Inc.2020-06-302026-08-28746$30,989None
Advisors Asset Management, Inc.2020-06-302026-08-2887,628$3,640,067None
Advisors Asset Management, Inc.2022-06-302026-08-2836,223$2,419,000None
Advisors Asset Management, Inc.2021-09-302026-08-2843,656$2,811,000None
Corient Private Wealth LP2026-06-302026-08-283,920$422,543None
Corient Private Wealth LP2026-06-302026-08-2831,906$3,438,820None
First Nebraska Trust Co2003-03-312026-08-2715,110$410,086None
First Nebraska Trust Co2003-06-302026-08-2711,031$355,749None
Principia Wealth Advisory, LLC2026-06-302026-08-2720$2,156None
Principia Wealth Advisory, LLC2026-03-312026-08-2719$1,712None
Advisors Asset Management, Inc.2024-03-312026-08-27746$64,387None
Advisors Asset Management, Inc.2024-03-312026-08-2741,853$3,612,332None
Advisors Asset Management, Inc.2025-03-312026-08-27746$62,940None
Advisors Asset Management, Inc.2025-03-312026-08-2734,882$2,942,994None
Advisors Asset Management, Inc.2022-09-302026-08-2737,758$2,724,000None
Advisors Asset Management, Inc.2020-12-312026-08-27746$37,009,000None
Advisors Asset Management, Inc.2020-12-312026-08-2768,559$3,401,000None
Advisors Asset Management, Inc.2022-03-312026-08-2733,829$2,483,387None
Advisors Asset Management, Inc.2023-06-302026-08-2763,129$4,787,703None
Advisors Asset Management, Inc.2023-09-302026-08-2758,168$4,192,168None
Advisors Asset Management, Inc.2023-03-312026-08-2762,613$4,653,398None
Advisors Asset Management, Inc.2021-03-312026-08-27746$44,730None
Advisors Asset Management, Inc.2021-03-312026-08-2761,910$3,712,124None
Advisors Asset Management, Inc.2021-06-302026-08-27746$46,968,000None
Advisors Asset Management, Inc.2021-06-302026-08-2750,985$3,222,000None
Advisors Asset Management, Inc.2020-09-302026-08-27746$30,041None
Advisors Asset Management, Inc.2020-09-302026-08-2776,267$3,071,272None
Advisors Asset Management, Inc.2025-09-302026-08-27746$61,851None
Advisors Asset Management, Inc.2025-09-302026-08-2736,389$3,017,012None
Advisors Asset Management, Inc.2023-12-312026-08-2747,655$3,749,019None
Dakota Wealth Management2025-09-302026-08-2727,086$2,245,701None
Dakota Wealth Management2025-12-312026-08-2724,890$2,195,548None
Dakota Wealth Management2026-03-312026-08-2721,367$1,925,381None
Redwood Investment Management, LLC2025-12-312026-08-2712,393$1,093,000None
First Nebraska Trust Co2003-09-302026-08-268,701$269,644None
First Nebraska Trust Co2003-12-312026-08-268,701$287,742None
Groupe la Francaise2026-06-302026-08-2644,747$4,822,832None
Advisors Asset Management, Inc.2019-12-312026-08-2682,189$4,520,395None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-26411,800$37,107,298None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-26438,113$47,219,819None
First Nebraska Trust Co2004-03-312026-08-257,882$280,836None
First Nebraska Trust Co2004-06-302026-08-257,572$263,355None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗First Nebraska Trust Co ↗First Nebraska Trust Co ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.