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Public ownership evidence

Global X U.S. Preferred ETF (PFFD) Ownership Disclosures

Read PFFD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2022-12-312026-08-288,040$155,735None
Advisors Asset Management, Inc.2022-06-302026-08-284,687$99,000None
Corient Private Wealth LP2026-06-302026-08-2825,841$482,975None
Advisors Asset Management, Inc.2022-09-302026-08-277,569$155,000None
Advisors Asset Management, Inc.2023-06-302026-08-277,811$151,455None
Advisors Asset Management, Inc.2023-09-302026-08-273,032$57,032None
Advisors Asset Management, Inc.2023-03-312026-08-277,895$156,795None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20365,711$6,835,139None
Caitlin John, LLC2026-06-302026-08-181,000$18,690None
Corient Private Wealth LP2026-06-302026-08-1826,705$499,123None
Equitable Holdings, Inc.2026-06-302026-08-1889,919$1,680,579None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1828,960$541,000None
Thompson David Blair2024-12-312026-08-1516,652$324,881None
Thompson David Blair2026-06-302026-08-1516,771$313,450None
Thompson David Blair2025-12-312026-08-1520,931$395,805None
Thompson David Blair2026-03-312026-08-1520,533$377,807None
10Elms LLP2026-06-302026-08-1529,092$543,722None
Note Advisors, LLC2026-06-302026-08-1518,138$338,999None
Synergy Investment Management, LLC2026-06-302026-08-15229$4,200None
SEI INVESTMENTS CO2026-06-302026-08-151,269,010$23,717,680None
Modern Wealth Management, LLC2026-06-302026-08-151,087,805$20,331,075None
Mutual Advisors, LLC2026-06-302026-08-1557,445$1,073,645None
Nemes Rush Group LLC2026-06-302026-08-15139$2,607None
Meridian Wealth Advisors, LLC2026-06-302026-08-1529,000$542,010None
AIRE ADVISORS, LLC2026-06-302026-08-15362,142$6,768,425None
WCG Wealth Advisors LLC2026-06-302026-08-1519,432$363,181None
Western Wealth Management, LLC2026-06-302026-08-1524,096$450,351None
IFG Advisory, LLC2026-06-302026-08-151,966$36,739None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,705$181,390None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,338$43,697None
OSAIC HOLDINGS, INC.2026-06-302026-08-15197,186$3,685,548None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1574,861$1,399,152None
Ancora Advisors LLC2026-06-302026-08-15288$5,383None
Medallion Wealth Advisors, LLC2026-06-302026-08-1512,389$231,548None
ABOUND FINANCIAL, LLC2026-06-302026-08-152,712$50,687None
Gotham Asset Management, LLC2026-06-302026-08-1526,724$499,472None
Waverly Advisors, LLC2026-06-302026-08-15138,526$2,589,060None
&PARTNERS2026-06-302026-08-15147,447$2,755,621None
Thrivent Financial for Lutherans2026-06-302026-08-15317,639$5,937,000None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1514,650$273,802None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15379,936$7,093,146None
MAI Capital Management2026-06-302026-08-15851,371$15,912,117None
MAI Capital Management2026-06-302026-08-152,917$54,519None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1579,595$1,487,631None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1545,362$847,816None
ROYAL BANK OF CANADA2026-06-302026-08-15195$4,000None
ROYAL BANK OF CANADA2026-06-302026-08-1521,565$403,000None
ROYAL BANK OF CANADA2026-06-302026-08-15547,467$10,232,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,754$51,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-1516,949$316,774None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Caitlin John, LLC ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.