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Public ownership evidence

PGIM AAA CLO ETF (PAAA) Ownership Disclosures

Read PAAA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-20158,472$8,124,885None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-2012,726$652,463None
Beacon Pointe Advisors, LLC2026-06-302026-08-19176,753$9,062,127None
49 WEALTH MANAGEMENT, LLC2026-06-302026-08-1992,483$4,741,627None
WNY Asset Management, LLC2026-06-302026-08-18315,539$16,177,693None
Asset Allocation Strategies LLC2026-06-302026-08-18195,826$10,039,980None
Equitable Holdings, Inc.2026-06-302026-08-1825,798$1,322,646None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,079$107,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-15196$10,049None
Synergy Investment Management, LLC2026-06-302026-08-15413$21,249None
SEI INVESTMENTS CO2026-06-302026-08-156,345,361$325,326,230None
Modern Wealth Management, LLC2026-06-302026-08-1547,950$2,458,397None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1515,689$804,365None
Vertex Planning Partners, LLC2026-06-302026-08-1511,376$583,248None
Roehl & Yi Investment Advisors, LLC2026-06-302026-08-15566,344$566,344None
Ameritas Advisory Services, LLC2026-06-302026-08-15937,864$48,084,275None
WFA of San Diego, LLC2026-06-302026-08-1514,303$734,745None
Western Wealth Management, LLC2026-06-302026-08-159,764$500,577None
OSAIC HOLDINGS, INC.2026-06-302026-08-15926$47,664None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,366$70,017None
OSAIC HOLDINGS, INC.2026-06-302026-08-15621,039$31,841,545None
Betterment LLC2026-06-302026-08-158,648$443,000None
JANE STREET GROUP, LLC2026-06-302026-08-1556,357$2,889,423None
Orion Porfolio Solutions, LLC2026-06-302026-08-1524,235$1,242,541None
Medallion Wealth Advisors, LLC2026-06-302026-08-152,147$110,076None
Nest Investments, LLC2026-06-302026-08-157,936$406,880None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15436$22,354None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1573$3,743None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1519$974None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15425$21,790None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15135$6,921None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$5,127None
Employees Retirement System of Texas2026-06-302026-08-15750,000$38,453,000None
Gotham Asset Management, LLC2026-06-302026-08-15257,955$13,225,353None
Element Wealth, LLC2026-06-302026-08-1516,057$823,264None
&PARTNERS2026-06-302026-08-156,529$334,742None
Thrivent Financial for Lutherans2026-06-302026-08-15125,283$6,423,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-153,903$200,107None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-154,275,140$219,998,687None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,642$84,185None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1522,352$1,145,987None
AMERIPRISE FINANCIAL INC2026-06-302026-08-154,301,022$220,998,296None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1579$4,066None
MAI Capital Management2026-06-302026-08-1516,860$864,437None
Cerity Partners LLC2026-06-302026-08-15385$19,739None
Cerity Partners LLC2026-06-302026-08-15107,973$5,535,778None
ROYAL BANK OF CANADA2026-06-302026-08-1526,205$1,344,000None
ROYAL BANK OF CANADA2026-06-302026-08-1510,109$518,000None
ROYAL BANK OF CANADA2026-06-302026-08-1536,908$1,892,000None
ROYAL BANK OF CANADA2026-06-302026-08-154,376,561$224,386,000None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗STOCK YARDS BANK & TRUST CO ↗Beacon Pointe Advisors, LLC ↗49 WEALTH MANAGEMENT, LLC ↗WNY Asset Management, LLC ↗Asset Allocation Strategies LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗AMERIFLEX GROUP, INC. ↗Synergy Investment Management, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.