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Public ownership evidence

Oxford Square Capital Corp. (OXSQ) Ownership Disclosures

Read OXSQ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-09-142026-09-03NOVAK STEVEN PS5,000Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-03 and its public availability date is 2026-09-14. Subtracting those calendar dates gives 11 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001213900-26-099533 ↗13F 0001999371-26-018946 ↗13F 0001999371-26-018935 ↗

Recent Form 4 activity

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2026-09-142026-09-03NOVAK STEVEN PS5,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 49 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-2854,492$222,327None
Advisors Asset Management, Inc.2020-06-302026-08-28412,210$1,154,188None
Advisors Asset Management, Inc.2021-09-302026-08-2856,805$230,000None
Advisors Asset Management, Inc.2020-12-312026-08-27211,280$644,000None
Advisors Asset Management, Inc.2021-03-312026-08-27145,553$675,366None
Advisors Asset Management, Inc.2021-06-302026-08-27100,144$492,000None
Advisors Asset Management, Inc.2020-09-302026-08-27269,819$666,453None
Advisors Asset Management, Inc.2019-12-312026-08-26527,814$2,871,308None
Advisors Asset Management, Inc.2020-03-312026-08-22474,730$1,210,562None
Advisors Asset Management, Inc.2019-03-312026-08-19532,604$3,461,926None
Advisors Asset Management, Inc.2019-09-302026-08-19506,769$3,157,171None
Advisors Asset Management, Inc.2019-06-302026-08-19519,103$3,322,259None
Ameritas Advisory Services, LLC2026-06-302026-08-152,424$3,199None
OSAIC HOLDINGS, INC.2026-06-302026-08-15605$799None
Legal & General Group Plc2026-06-302026-08-15725,171$960,852None
HRT FINANCIAL LP2026-06-302026-08-15225,337$297,000None
ROYAL BANK OF CANADA2026-06-302026-08-1511,800$16,000None
CITADEL ADVISORS LLC2026-06-302026-08-1531,400$41,448Call
ALERUS FINANCIAL NA2026-06-302026-08-1510,000$13,200None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-1531,255$41,257None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1568,742$90,739None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15502$663None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1540$53None
Advisors Asset Management, Inc.2018-12-312026-08-14488,099$3,158,000None
Advisors Asset Management, Inc.2018-09-302026-08-14519,927$3,702,000None
Advisors Asset Management, Inc.2018-06-302026-08-14480,340$3,314,000None
UBS Group AG2026-06-302026-08-14295,962$390,670None
UBS Group AG2026-06-302026-08-146,566$8,667None
CANADA LIFE ASSURANCE Co2026-06-302026-08-1499,101$130,000None
MORGAN STANLEY2026-06-302026-08-1455,142$72,787None
MORGAN STANLEY2026-06-302026-08-141$2None
MORGAN STANLEY2026-06-302026-08-1436,200$47,784None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-134,459$5,886None
Integrated Wealth Concepts LLC2026-06-302026-08-131,458$1,925None
Strategic Wealth Partners, Ltd.2026-06-302026-08-13126,000$166,320None
Cetera Investment Advisers2026-06-302026-08-1322,748$30,027None
SIMPLEX TRADING, LLC2026-06-302026-08-131,955$2,580None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-135,367$7,085None
StoneX Group Inc.2026-06-302026-08-1319,604$26,699None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,204$1,589None
JPMORGAN CHASE & CO2026-06-302026-08-131,320$1,756None
JPMORGAN CHASE & CO2026-06-302026-08-13490$652None
Reliant Investment Partners, LLC2026-06-302026-08-1213,462$17,770None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-129,053$11,950None
Virtus Investment Advisers, LLC2026-06-302026-08-12239,321$315,904None
Arkadios Wealth Advisors2026-06-302026-08-1112,036$15,888None
Arkadios Wealth Advisors2026-06-302026-08-1110,000$13,200None
Arax Advisory Partners2026-06-302026-08-111,428$1,885None
United Bank2026-06-302026-08-1115,420$20,354None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.