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Public ownership evidence

ALPS O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) Ownership Disclosures

Read OUSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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HORAN Wealth, LLC2026-06-302026-08-2713,045$619,912None
Kingsview Wealth Management, LLC2026-06-302026-08-204,383$208,283None
Equitable Holdings, Inc.2026-06-302026-08-1820,415$970,122None
Mutual Advisors, LLC2026-06-302026-08-1514,425$685,471None
Qube Research & Technologies Ltd2026-06-302026-08-15343$16,299None
IFG Advisory, LLC2026-06-302026-08-151,783$84,729None
OSAIC HOLDINGS, INC.2026-06-302026-08-15164$7,811None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,407$1,207,443None
Blue Chip Partners, LLC2026-06-302026-08-156,094$289,584None
HRT FINANCIAL LP2026-06-302026-08-159,014$428,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-1513,790$655,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,840$420,077None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,532$785,601None
BROWN ADVISORY INC2026-06-302026-08-1544,300$2,105,136None
&PARTNERS2026-06-302026-08-1541,287$1,961,937None
Thrivent Financial for Lutherans2026-06-302026-08-15306,034$14,543,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15101,025$4,810,811None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,637$77,790None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,334$63,392None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,502,650$71,367,822None
Ausdal Financial Partners, Inc.2026-06-302026-08-153,399$161,526None
Ausdal Financial Partners, Inc.2026-06-302026-08-152,209$104,981None
ROYAL BANK OF CANADA2026-06-302026-08-15510$24,000None
ROYAL BANK OF CANADA2026-06-302026-08-15191,150$9,083,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1530,838$1,465,422None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,274,193$60,549,655None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15116,870$5,553,660None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15133,698$6,353,321None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15120,361$5,719,573None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15164,645$7,823,930None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15139,177$6,613,691None
Hamrick Investment Counsel, llc2026-06-302026-08-14135,722$6,449,510None
Sanctuary Advisors, LLC2026-06-302026-08-14898,228$42,683,797None
Rockefeller Capital Management L.P.2026-06-302026-08-144,755$226,003None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14129,166$6,137,946None
UBS Group AG2026-06-302026-08-143,214$152,729None
UBS Group AG2026-06-302026-08-14230,902$10,972,463None
Virtu Financial LLC2026-06-302026-08-1416,522$785,000None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1438,226$1,816,117None
HANTZ FINANCIAL SERVICES, INC.2026-06-302026-08-141,052$50,000None
VANGUARD ADVISERS INC2026-06-302026-08-1434$1,616None
MORGAN STANLEY2026-06-302026-08-141,260,926$59,919,236None
MORGAN STANLEY2026-06-302026-08-141$69None
MORGAN STANLEY2026-06-302026-08-14121$5,750None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-1415,476$735,420None
FMR LLC2026-06-302026-08-146,953$330,418None
HUNTINGTON NATIONAL BANK2026-06-302026-08-14141$6,700None
Miller Capital Partners, Inc.2026-06-302026-08-131,124$53,413None
Sunrise Financial Services, LLC2026-06-302026-08-137,157$340,101None
Integrated Wealth Concepts LLC2026-06-302026-08-131,667$79,226None

90-day public filing window, up to 50 source positions.

HORAN Wealth, LLC ↗Kingsview Wealth Management, LLC ↗Equitable Holdings, Inc. ↗Mutual Advisors, LLC ↗Qube Research & Technologies Ltd ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Blue Chip Partners, LLC ↗HRT FINANCIAL LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.