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Public ownership evidence

Nuveen ESG Small-Cap ETF (NUSC) Ownership Disclosures

Read NUSC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2870,925$3,696,597None
Legacy Edge Advisors, LLC2025-09-302026-08-2719,675$867,668None
Financial Insights, Inc.2026-06-302026-08-265,250$273,630None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-201,809,595$94,316,100None
Beacon Pointe Advisors, LLC2026-06-302026-08-19108,786$5,669,908None
Capasso Planning Partners LLC2026-06-302026-08-198,834$460,448None
Orion Capital Management LLC2026-06-302026-08-19533$27,780None
Legacy Edge Advisors, LLC2025-06-302026-08-1818,063$735,887None
Legacy Edge Advisors, LLC2025-03-312026-08-1814,739$565,093None
Legacy Edge Advisors, LLC2024-09-302026-08-1812,819$549,166None
Legacy Edge Advisors, LLC2024-06-302026-08-1812,728$500,720None
Legacy Edge Advisors, LLC2024-03-312026-08-1812,739$529,815None
Legacy Edge Advisors, LLC2024-12-312026-08-1812,447$520,409None
Legacy Edge Advisors, LLC2023-12-312026-08-1810,880$425,408None
Balanced Rock Investment Advisors LLC2026-06-302026-08-186,577$342,793None
Corient Private Wealth LP2026-06-302026-08-18213,053$11,104,263None
Equitable Holdings, Inc.2026-06-302026-08-1823,020$1,199,788None
AMERIFLEX GROUP, INC.2026-06-302026-08-15341$17,773None
Glen Eagle Advisors, LLC2026-06-302026-08-151,455$75,835None
Modern Wealth Management, LLC2026-06-302026-08-1532,766$1,707,764None
Mutual Advisors, LLC2026-06-302026-08-1515,083$786,132None
Milestone Investment Advisors LLC2026-06-302026-08-151,431$74,584None
ENDEAVOR PRIVATE WEALTH, INC.2026-06-302026-08-154,775$248,873None
Ameritas Advisory Services, LLC2026-06-302026-08-15121,636$6,339,642None
WCG Wealth Advisors LLC2026-06-302026-08-15237,572$12,382,230None
IFG Advisory, LLC2026-06-302026-08-151,236$64,420None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,439$179,246None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,299$797,635None
Betterment LLC2026-06-302026-08-1521,285$1,109,000None
Orion Porfolio Solutions, LLC2026-06-302026-08-1510,495$547,007None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1520,519$1,069,450None
ABOUND FINANCIAL, LLC2026-06-302026-08-155,239$273,062None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15325$16,939None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1521$1,095None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15394$20,535None
Colter Lewis Investment Partners LLC2026-06-302026-08-1514,595$760,691None
Destination Wealth Management2026-06-302026-08-1513,414$699,138None
&PARTNERS2026-06-302026-08-1517,452$909,602None
LAZARD ASSET MANAGEMENT LLC2026-06-302026-08-1541,898$2,183,724None
Thrivent Financial for Lutherans2026-06-302026-08-158,927$465,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15127,194$6,558,147None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15150,369$7,848,462None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15224$11,675None
MAI Capital Management2026-06-302026-08-158,256$430,294None
Cresset Asset Management, LLC2026-06-302026-08-1513,648$711,334None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-158,142$424,361None
ROYAL BANK OF CANADA2026-06-302026-08-153,543$185,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,050,824$54,769,000None
ROYAL BANK OF CANADA2026-06-302026-08-1551$3,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,711$193,000None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Legacy Edge Advisors, LLC ↗Financial Insights, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Capasso Planning Partners LLC ↗Orion Capital Management LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.