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Public ownership evidence

Nuveen ESG Mid-Cap Growth ETF (NUMG) Ownership Disclosures

Read NUMG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-288,848$415,503None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-209,218$432,856None
Beacon Pointe Advisors, LLC2026-06-302026-08-1946,117$2,165,655None
Legacy Edge Advisors, LLC2023-12-312026-08-185,879$248,858None
Corient Private Wealth LP2026-06-302026-08-188,848$415,503None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15666$31,275None
AIRE ADVISORS, LLC2026-06-302026-08-155,347$251,088None
Ameritas Advisory Services, LLC2026-06-302026-08-15140,216$6,584,543None
WCG Wealth Advisors LLC2026-06-302026-08-1559,018$2,771,529None
OSAIC HOLDINGS, INC.2026-06-302026-08-15209$9,815None
OSAIC HOLDINGS, INC.2026-06-302026-08-15405$19,019None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,349$579,953None
JANE STREET GROUP, LLC2026-06-302026-08-155,666$266,075None
ABOUND FINANCIAL, LLC2026-06-302026-08-151,034$48,559None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-152,202$103,407None
&PARTNERS2026-06-302026-08-1513,553$636,453None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15114,208$5,206,743None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15207,739$9,755,244None
Cerity Partners LLC2026-06-302026-08-1514,919$700,596None
ROYAL BANK OF CANADA2026-06-302026-08-154,200$197,000None
ROYAL BANK OF CANADA2026-06-302026-08-15182$9,000None
ROYAL BANK OF CANADA2026-06-302026-08-15533,604$25,058,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,159$148,000None
CITADEL ADVISORS LLC2026-06-302026-08-1525,770$1,210,159None
Larson Financial Group LLC2026-06-302026-08-157,988$375,111None
IHT Wealth Management, LLC2026-06-302026-08-156,247$293,346None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1511,500$540,040None
NATIXIS ADVISORS, LLC2026-06-302026-08-1511,497$539,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1528,875$1,355,970None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1582,624$3,880,022None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,386$346,861None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15234,550$11,014,488None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15131,214$6,161,809None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15113,577$5,333,585None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15892$41,888None
WELLS FARGO & COMPANY/MN2026-06-302026-08-156,500$305,240None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1532,525$1,527,374None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1519,313$906,930None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15248,813$11,684,258None
Olde Wealth Management, LLC2026-06-302026-08-146,729$315,000None
Rockefeller Capital Management L.P.2026-06-302026-08-143,117$146,381None
Front Row Advisors LLC2026-06-302026-08-14505$24,518None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14413$19,396None
UBS Group AG2026-06-302026-08-14202,497$9,509,259None
Mariner, LLC2026-06-302026-08-146,284$295,108None
Creative Planning2026-06-302026-08-1477,856$3,656,104None
Virtu Financial LLC2026-06-302026-08-1410,637$499,000None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-141,913$89,834None
Fiduciary Trust Co2026-06-302026-08-14814$38,225None
Fiduciary Trust Co2026-06-302026-08-1462,447$2,932,511None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Corient Private Wealth LP ↗MANNING & NAPIER ADVISORS LLC ↗AIRE ADVISORS, LLC ↗Ameritas Advisory Services, LLC ↗WCG Wealth Advisors LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.