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Public ownership evidence

Neuberger Short Duration Income ETF (NBSD) Ownership Disclosures

Read NBSD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Mutual Advisors, LLC2026-06-302026-08-1560,608$3,061,087None
KINTRA WEALTH, LLC2026-06-302026-08-154,450$225,615None
IFG Advisory, LLC2026-06-302026-08-15345$17,443None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,120$56,567None
OSAIC HOLDINGS, INC.2026-06-302026-08-15114,027$5,759,067None
OSAIC HOLDINGS, INC.2026-06-302026-08-15137,338$6,938,742None
JANE STREET GROUP, LLC2026-06-302026-08-15186,121$9,400,227None
HRT FINANCIAL LP2026-06-302026-08-1513,551$684,000None
Gotham Asset Management, LLC2026-06-302026-08-1539,338$1,986,805None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15126,218$6,371,485None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15449,669$22,453,043None
Harvest Investment Services, LLC2026-06-302026-08-1519,004$959,816None
ROYAL BANK OF CANADA2026-06-302026-08-15739$37,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,000$51,000None
CITADEL ADVISORS LLC2026-06-302026-08-1584,807$4,283,262None
IHT Wealth Management, LLC2026-06-302026-08-156,175$311,890None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1544,540$2,249,537None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1510,189$514,606None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,313,620$66,345,710None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15629,873$31,812,375None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,211$61,163None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15854,109$43,137,629None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15889,060$44,902,869None
Sanctuary Advisors, LLC2026-06-302026-08-1423,603$1,192,086None
Quantinno Capital Management LP2026-06-302026-08-1422,742$1,148,607None
Rockefeller Capital Management L.P.2026-06-302026-08-1428,648$1,446,943None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1476,297$3,853,462None
UBS Group AG2026-06-302026-08-14318,934$16,108,081None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-14462,547$23,361,399None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-141,431,020$72,275,105None
MORGAN STANLEY2026-06-302026-08-14143$7,247None
MORGAN STANLEY2026-06-302026-08-145,195,776$262,417,890None
Round Rock Advisors LLC2026-06-302026-08-13257,509$13,005,750None
Integrated Wealth Concepts LLC2026-06-302026-08-13699,145$35,310,885None
Cetera Investment Advisers2026-06-302026-08-1312,797$646,347None
NewEdge Advisors, LLC2026-06-302026-08-1372,279$3,650,519None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1312,496$631,123None
STIFEL FINANCIAL CORP2026-06-302026-08-1336,973$1,867,332None
JPMORGAN CHASE & CO2026-06-302026-08-1335$1,770None
Stratos Wealth Partners, LTD.2026-06-302026-08-128,352$421,835None
GREAT VALLEY ADVISOR GROUP, INC.2026-06-302026-08-1116,764$846,678None
Francis Financial, Inc.2026-06-302026-08-11493,314$24,915,317None

90-day public filing window, up to 50 source positions.

Mutual Advisors, LLC ↗KINTRA WEALTH, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗HRT FINANCIAL LP ↗Gotham Asset Management, LLC ↗JONES FINANCIAL COMPANIES LLLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.