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Public ownership evidence

Chicago Atlantic BDC, Inc. Common Stock (LIEN) Ownership Disclosures

Read LIEN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-09-022026-08-31Gordon ScottP134Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-08-31 and its public availability date is 2026-09-02. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001193125-26-378888 ↗SEC 0001193125-26-378866 ↗SEC 0001193125-26-378866 ↗

Recent Form 4 activity

Inspect all 18 displayed rows: Recent Form 4 activity

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2026-09-022026-08-31Gordon ScottP134Not reported
2026-09-022026-08-31Colonna BernardinoP750Not reported
2026-09-022026-08-28Colonna BernardinoP250Not reported
2026-08-282026-08-27Colonna BernardinoP600Not reported
2026-08-282026-08-26Colonna BernardinoP600Not reported
2026-08-282026-08-25Colonna BernardinoP400Not reported
2026-08-282026-08-27Gordon ScottP5,000Not reported
2026-08-282026-08-26Gordon ScottP2,483Not reported
2026-08-282026-08-25Gordon ScottP250Not reported
2026-08-252026-08-24Gordon ScottP1,520Not reported
2026-08-252026-08-21Gordon ScottP195Not reported
2026-08-252026-08-20Gordon ScottP7,500Not reported
2026-08-202026-08-17Mazarakis JohnP60,000Not reported
2026-08-202026-08-19Gordon ScottP8,200Not reported
2026-08-202026-08-18Gordon ScottP17,584Not reported
2026-08-202026-08-17Gordon ScottP18,300Not reported
2026-08-202026-08-17Fazio Gianni James LezziereP200Not reported
2026-08-202026-08-17Mahajan UmeshP4,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 32 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-28188,863$1,845,192None
Corient Private Wealth LP2026-06-302026-08-18188,863$1,845,192None
Quarry LP2026-06-302026-08-15139$1,358None
ENTREWEALTH, LLC2026-06-302026-08-1512,148$113,948None
Wick Capital Partners, LLC2026-06-302026-08-1526,967$263,468None
Clayton Partners LLC2026-06-302026-08-1558,666$573,167None
Trexquant Investment LP2026-06-302026-08-1524,205$236,483None
BROWN ADVISORY INC2026-06-302026-08-1516,339$159,632None
MILLENNIUM MANAGEMENT LLC2026-06-302026-08-1523,755$232,086None
Black Maple Capital Management LP2026-06-302026-08-15130,920$1,279,088None
CITADEL ADVISORS LLC2026-06-302026-08-1588,149$861,216None
CDC Financial, Inc.2026-06-302026-08-15177,391$1,733,110None
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2026-06-302026-08-15189,596$1,852,353None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1585,008$830,528None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1511,123$108,672None
Tidal Investments LLC2026-06-302026-08-1430,022$293,315None
Rockefeller Capital Management L.P.2026-06-302026-08-143,000$29,310None
UBS Group AG2026-06-302026-08-142$20None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1424,623$240,567None
Centiva Capital, LP2026-06-302026-08-1415,684$153,233None
PARTNERS CAPITAL INVESTMENT GROUP, LLP2026-06-302026-08-14145,336$1,419,933None
MORGAN STANLEY2026-06-302026-08-141$18None
MORGAN STANLEY2026-06-302026-08-144,927$48,137None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1310,677$104,314None
Corient Private Wealth LP2026-06-302026-08-13188,863$1,845,192None
BROWN BROTHERS HARRIMAN & CO2026-06-302026-08-13750$7,328None
INTREPID CAPITAL MANAGEMENT INC2026-06-302026-08-13756,185$7,387,927None
CONDOR CAPITAL MANAGEMENT2026-06-302026-08-13163,673$1,599,089None
FreeGulliver LLC2026-06-302026-08-1212,241$119,595None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1254,347$530,970None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1154,347$530,970None
Savant Capital, LLC2026-06-302026-08-1118,640$182,113None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Quarry LP ↗ENTREWEALTH, LLC ↗Wick Capital Partners, LLC ↗Clayton Partners LLC ↗Trexquant Investment LP ↗BROWN ADVISORY INC ↗MILLENNIUM MANAGEMENT LLC ↗Black Maple Capital Management LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.