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Public ownership evidence

Principal Capital Appreciation Select ETF (LCAP) Ownership Disclosures

Read LCAP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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JANE STREET GROUP, LLC2026-06-302026-08-1513,105$434,300None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1566,357$2,199,137None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1534,054$1,128,550None
MORGAN STANLEY2026-06-302026-08-1437,799$1,252,659None
Integrated Wealth Concepts LLC2026-06-302026-08-13480$15,907None
NewEdge Advisors, LLC2026-06-302026-08-13270,115$8,951,612None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1350$1,657None
JPMORGAN CHASE & CO2026-06-302026-08-134,162$136,638None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.