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Public ownership evidence

Janus Henderson AAA CLO ETF (JAAA) Ownership Disclosures

Read JAAA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2938,663$1,960,602None
Corient Private Wealth LP2026-06-302026-08-288,751$441,840None
Redwood Investment Management, LLC2024-12-312026-08-289,537$484,000None
Redwood Investment Management, LLC2025-03-312026-08-284,911$249,000None
AFFINITY WEALTH LLC2025-12-312026-08-275$253None
AFFINITY WEALTH LLC2025-09-302026-08-275$254None
AFFINITY WEALTH LLC2025-06-302026-08-275$254None
Brown Financial Advisors2026-06-302026-08-2771,638$3,617,003None
Advisors Asset Management, Inc.2024-03-312026-08-2724,256$1,230,749None
Advisors Asset Management, Inc.2025-03-312026-08-2740,592$2,058,420None
Advisors Asset Management, Inc.2025-09-302026-08-2738,584$1,959,296None
Redwood Investment Management, LLC2025-06-302026-08-274,038$205,000None
Redwood Investment Management, LLC2025-09-302026-08-2710,002$508,000None
Redwood Investment Management, LLC2025-12-312026-08-2710,804$546,000None
CARLSON FINANCIAL, INC.2026-06-302026-08-255,581$281,721None
Advisors Asset Management, Inc.2025-06-302026-08-2538,949$1,976,662None
Advisors Asset Management, Inc.2024-09-302026-08-2231,807$1,618,340None
Advisors Asset Management, Inc.2024-06-302026-08-2229,347$1,493,175None
Advisors Asset Management, Inc.2024-12-312026-08-2237,004$1,876,473None
Advisors Asset Management, Inc.2025-12-312026-08-2239,200$1,982,736None
Rehmann Capital Advisory Group2026-06-302026-08-21343,929$17,375,810None
Kingsview Wealth Management, LLC2026-06-302026-08-20169,836$8,575,014None
Archer Investment Corp2026-06-302026-08-202,200$111,078None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2045,392$2,291,819None
Sankala Group LLC2026-06-302026-08-193,000$151,815None
Orion Capital Management LLC2026-06-302026-08-19520,220$26,265,916None
RB Capital Management, LLC2026-06-302026-08-19143,526$7,246,631None
Denver PWM, LLC2026-06-302026-08-19188,939$9,560,321None
49 WEALTH MANAGEMENT, LLC2026-06-302026-08-19116,368$5,875,410None
LARCH CAPITAL PARTNERS LLC2026-06-302026-08-184,585$231,497None
Coastal Bridge Advisors, LLC2026-06-302026-08-1812,784$645,459None
Comprehensive Money Management Services LLC2026-06-302026-08-184,980$251,440None
Caitlin John, LLC2026-06-302026-08-1818,125$915,131None
Caitlin John, LLC2026-06-302026-08-1829,262$1,477,438None
Ruggaard & Associates LLC2026-06-302026-08-1825,960$1,310,742None
Corient Private Wealth LP2026-06-302026-08-189,847$497,160None
Redwood Investment Management, LLC2026-06-302026-08-1810,950$553,000None
Blue Edge Capital, LLC2026-06-302026-08-18332,555$16,790,715None
Empowered Funds, LLC2026-06-302026-08-18123,176$6,219,156None
Transamerica Financial Advisors, LLC2026-06-302026-08-1814,681$741,259None
Nalls Sherbakoff Group, LLC2026-06-302026-08-18400$20,196None
Equitable Holdings, Inc.2026-06-302026-08-18341,727$17,253,797None
Jefferies Financial Group Inc.2026-06-302026-08-1812,489$630,570None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18249,023$12,573,000None
Ruggiero Investments, Inc.2026-06-302026-08-155,009$252,904None
Genesis Financial Group, LLC2026-06-302026-08-1510,707$540,596None
Ascent Advisors, LLC2026-06-302026-08-1510,146$512,373None
Sequent Planning LLC2026-06-302026-08-158,033$405,605None
AMERIFLEX GROUP, INC.2026-06-302026-08-1513,221$667,527None
Modern Wealth Management, LLC2026-06-302026-08-152,954,941$149,194,958None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Redwood Investment Management, LLC ↗Redwood Investment Management, LLC ↗AFFINITY WEALTH LLC ↗AFFINITY WEALTH LLC ↗AFFINITY WEALTH LLC ↗Brown Financial Advisors ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.