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Public ownership evidence

iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Ownership Disclosures

Read IAI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-202,120$371,703None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-203,998$701,041None
Maxele Advisors, LLC2026-06-302026-08-183,081$540,193None
Coastal Bridge Advisors, LLC2026-06-302026-08-181,190$208,592None
Equitable Holdings, Inc.2026-06-302026-08-1893,476$16,389,073None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,254$220,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1595$16,656None
Glen Eagle Advisors, LLC2026-06-302026-08-152,125$372,576None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15517$90,646None
Navis Wealth Advisors, LLC2026-06-302026-08-151,900$333,127None
NFSG Corp2026-06-302026-08-15180$31,559None
XTX Topco Ltd2026-06-302026-08-156,086$1,067,058None
Qube Research & Technologies Ltd2026-06-302026-08-1523,536$4,126,567None
IFG Advisory, LLC2026-06-302026-08-15707$123,958None
OSAIC HOLDINGS, INC.2026-06-302026-08-15450$78,899None
OSAIC HOLDINGS, INC.2026-06-302026-08-15127,253$22,324,282None
Prostatis Group LLC2026-06-302026-08-1543,658$7,654,561None
AIMZ Investment Advisors, LLC2026-06-302026-08-152,040$357,741None
JANE STREET GROUP, LLC2026-06-302026-08-156,047$1,060,221None
HRT FINANCIAL LP2026-06-302026-08-1510,737$1,882,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-155,540$971,000None
GTS SECURITIES LLC2026-06-302026-08-1532,510$5,699,978None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,100$1,244,843Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-156,800$1,192,244Put
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15420$73,639None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$3,507None
Family Manage LLC2026-06-302026-08-1510$1,753None
Waverly Advisors, LLC2026-06-302026-08-151,253$219,688None
&PARTNERS2026-06-302026-08-158,436$1,479,081None
LAZARD ASSET MANAGEMENT LLC2026-06-302026-08-1571$12,419None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1544$7,715None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1517,665$3,105,860None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15196$34,365None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1592,948$16,306,152None
Ausdal Financial Partners, Inc.2026-06-302026-08-15486$85,210None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,616$283,333None
Pinnacle Financial Partners, Inc.2026-06-302026-08-159,641$1,690,416None
ROYAL BANK OF CANADA2026-06-302026-08-15290$51,000None
ROYAL BANK OF CANADA2026-06-302026-08-15420$74,000None
ROYAL BANK OF CANADA2026-06-302026-08-1593,572$16,406,000None
ROYAL BANK OF CANADA2026-06-302026-08-15232$41,000None
ROYAL BANK OF CANADA2026-06-302026-08-15164$29,000None
CITADEL ADVISORS LLC2026-06-302026-08-151,600$280,528Put
CITADEL ADVISORS LLC2026-06-302026-08-1535,389$6,204,753None
CITADEL ADVISORS LLC2026-06-302026-08-153,400$596,122Call
ARK Investment Management LLC2026-06-302026-08-152$424None
Nan Shan Life Insurance Co., Ltd.2026-06-302026-08-1520,580$3,608,291None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-15247,200$43,341,576None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1510,682$1,872,875None
GOLDMAN SACHS GROUP INC2026-06-302026-08-153,076$539,315None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Maxele Advisors, LLC ↗Coastal Bridge Advisors, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗MCGUIRE CAPITAL ADVISORS INC ↗Glen Eagle Advisors, LLC ↗FWL INVESTMENT MANAGEMENT, LLC ↗Navis Wealth Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.