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Public ownership evidence

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) Ownership Disclosures

Read GBAB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-09-142026-09-14Li AllenP700Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-14 and its public availability date is 2026-09-14. Subtracting those calendar dates gives 0 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001509318-26-000007 ↗SEC 0001509318-26-000005 ↗13F 0002000324-26-003377 ↗

Recent Form 4 activity

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2026-09-142026-09-14Li AllenP700Not reported
2026-09-092026-09-08Li AllenP1,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 34 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2026-06-302026-08-1515,051$217,637None
XTX Topco Ltd2026-06-302026-08-1515,498$224,101None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,000$14,460None
OSAIC HOLDINGS, INC.2026-06-302026-08-15150,322$2,173,742None
JANE STREET GROUP, LLC2026-06-302026-08-1512,730$184,076None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-15288,901$4,177,508None
COHEN & STEERS, INC.2026-06-302026-08-15140,924$2,038,000None
ROYAL BANK OF CANADA2026-06-302026-08-1582,861$1,198,000None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1514,350$207,501None
Invesco Ltd.2026-06-302026-08-15230,759$3,336,775None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1515,842$229,076None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1518,348$265,306None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15124,623$1,802,052None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15155,691$2,251,295None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1526,150$378,129None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15272,969$3,947,128None
Estate Planners Group, LLC2026-06-302026-08-1416,179$233,941None
Morse Asset Management, Inc2026-06-302026-08-1478,944$1,141,532None
UBS Group AG2026-06-302026-08-143,000$43,380None
UBS Group AG2026-06-302026-08-142,425$35,066None
UBS Group AG2026-06-302026-08-14187,688$2,713,968None
MORGAN STANLEY2026-06-302026-08-143,540,746$51,199,198None
MORGAN STANLEY2026-06-302026-08-142$30None
MORGAN STANLEY2026-06-302026-08-142,132$30,829None
Clear Street Group Inc.2026-06-302026-08-131,426$20,620None
Intellus Advisors LLC2026-06-302026-08-1339,668$573,593None
Integrated Wealth Concepts LLC2026-06-302026-08-13500$7,230None
Cetera Investment Advisers2026-06-302026-08-1360,494$874,751None
NewEdge Advisors, LLC2026-06-302026-08-1341,727$603,379None
SIT INVESTMENT ASSOCIATES INC2026-06-302026-08-13801,655$11,592,000None
STIFEL FINANCIAL CORP2026-06-302026-08-1355,494$802,441None
LaSalle St. Investment Advisors, LLC2026-06-302026-08-1214,993$216,799None
Stratos Wealth Partners, LTD.2026-06-302026-08-1211,337$163,933None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-121,234$17,844None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗XTX Topco Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗RIVERNORTH CAPITAL MANAGEMENT, LLC ↗COHEN & STEERS, INC. ↗ROYAL BANK OF CANADA ↗FIRST FOUNDATION ADVISORS ↗Invesco Ltd. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.