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Public ownership evidence

Gladstone Investment Corporation (GAIN) Ownership Disclosures

Read GAIN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-08-202026-08-18Ritchie TaylorP1,500Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-08-18 and its public availability date is 2026-08-20. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0002045064-26-000004 ↗13F 0001999371-26-018946 ↗13F 0001999371-26-018943 ↗

Recent Form 4 activity

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2026-08-202026-08-18Ritchie TaylorP1,500Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-28293,381$5,010,947None
Advisors Asset Management, Inc.2022-12-312026-08-28291,236$3,759,857None
Advisors Asset Management, Inc.2020-06-302026-08-28229,698$2,352,108None
Advisors Asset Management, Inc.2022-06-302026-08-28284,652$4,008,000None
Advisors Asset Management, Inc.2021-09-302026-08-28276,348$3,833,000None
Advisors Asset Management, Inc.2024-03-312026-08-27162,487$2,312,190None
Advisors Asset Management, Inc.2025-03-312026-08-27115,458$1,542,519None
Advisors Asset Management, Inc.2022-09-302026-08-27301,860$3,653,000None
Advisors Asset Management, Inc.2020-12-312026-08-27217,254$2,192,000None
Advisors Asset Management, Inc.2022-03-312026-08-27309,476$4,991,848None
Advisors Asset Management, Inc.2023-06-302026-08-27215,494$2,810,042None
Advisors Asset Management, Inc.2023-09-302026-08-27214,241$2,729,430None
Advisors Asset Management, Inc.2023-03-312026-08-27304,664$4,036,798None
Advisors Asset Management, Inc.2021-03-312026-08-27220,706$2,699,234None
Advisors Asset Management, Inc.2021-06-302026-08-27235,954$3,400,000None
Advisors Asset Management, Inc.2020-09-302026-08-27217,610$1,980,251None
Advisors Asset Management, Inc.2025-09-302026-08-27113,832$1,573,158None
Advisors Asset Management, Inc.2023-12-312026-08-27152,469$2,157,436None
Advisors Asset Management, Inc.2019-12-312026-08-26307,370$4,072,653None
Advisors Asset Management, Inc.2025-06-302026-08-25114,865$1,639,124None
Advisors Asset Management, Inc.2024-09-302026-08-22159,421$2,303,633None
Advisors Asset Management, Inc.2024-06-302026-08-22142,212$1,988,124None
Advisors Asset Management, Inc.2024-12-312026-08-22116,766$1,547,150None
Advisors Asset Management, Inc.2025-12-312026-08-2294,780$1,324,077None
Advisors Asset Management, Inc.2020-03-312026-08-22266,323$2,090,636None
Advisors Asset Management, Inc.2019-03-312026-08-19346,111$4,014,888None
Advisors Asset Management, Inc.2019-09-302026-08-19323,274$3,989,201None
Advisors Asset Management, Inc.2019-06-302026-08-19311,256$3,495,405None
Melia Wealth LLC2026-06-302026-08-18656,313$10,146,601None
AMERIFLEX GROUP, INC.2026-06-302026-08-1518,858$291,545None
Advisors Asset Management, Inc.2026-06-302026-08-15104,239$1,611,535None
Aquatic Capital Management LLC2026-06-302026-08-1529,776$460,337None
OSAIC HOLDINGS, INC.2026-06-302026-08-1591,023$1,407,234None
JANE STREET GROUP, LLC2026-06-302026-08-1517,100$264,366Put
COOPER CREEK PARTNERS MANAGEMENT LLC2026-06-302026-08-15576,289$8,909,000None
Legal & General Group Plc2026-06-302026-08-15337,067$5,206,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15254,000$3,926,840Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1519,300$298,378Put
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1586$1,330None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15500$7,730None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-151,388$21,042None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1513,347$206,349None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15400$6,184None
ROYAL BANK OF CANADA2026-06-302026-08-15824$13,000None
ROYAL BANK OF CANADA2026-06-302026-08-1557,622$891,000None
CITADEL ADVISORS LLC2026-06-302026-08-1575,900$1,173,414Put
CITADEL ADVISORS LLC2026-06-302026-08-1535,969$556,081None
CITADEL ADVISORS LLC2026-06-302026-08-15201,300$3,112,098Call
CITADEL ADVISORS LLC2026-06-302026-08-151,624$25,107None
Larson Financial Group LLC2026-06-302026-08-15239$3,699None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.