Explore more topics
Public ownership evidence

First Trust Small Cap Core AlphaDEX Fund (FYX) Ownership Disclosures

Read FYX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2913,850$1,247,786None
Corient Private Wealth LP2026-06-302026-08-284,573$659,870None
Kings Path Partners LLC2026-03-312026-08-221,591$189,893None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-209,529$1,375,003None
Corient Private Wealth LP2026-06-302026-08-184,573$659,870None
Transamerica Financial Advisors, LLC2026-06-302026-08-183$575None
Equitable Holdings, Inc.2026-06-302026-08-1822,106$3,189,769None
Jefferies Financial Group Inc.2026-06-302026-08-181,724$248,818None
AMERIFLEX GROUP, INC.2026-06-302026-08-15530$76,477None
Synergy Investment Management, LLC2026-06-302026-08-15500$72,148None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15110$15,873None
Advyzon Investment Management, LLC2026-06-302026-08-151,999$288,449None
Perennial Investment Advisors, LLC2026-06-302026-08-156,196$893,966None
Ameritas Advisory Services, LLC2026-06-302026-08-152,333$336,614None
FWG Holdings, LLC2026-06-302026-08-1550,930$7,197,221None
Arkos Global Advisors2026-06-302026-08-151,662$240,000None
Western Wealth Management, LLC2026-06-302026-08-1529,597$4,270,749None
IFG Advisory, LLC2026-06-302026-08-1521,515$3,104,597None
Per Stirling Capital Management, LLC.2026-06-302026-08-1566,712$9,626,285None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,540$222,264None
OSAIC HOLDINGS, INC.2026-06-302026-08-1542,864$6,198,027None
JANE STREET GROUP, LLC2026-06-302026-08-152,247$324,235None
Orion Porfolio Solutions, LLC2026-06-302026-08-151,464$211,250None
Regal Investment Advisors LLC2026-06-302026-08-1529,983$4,326,513None
FLOW TRADERS U.S. LLC2026-06-302026-08-158,116$1,171,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,124$739,376None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1515$2,164None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1590$12,987None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1550$7,215None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-158$1,154None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1515$2,164None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1530$4,329None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15145$20,923None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1550$7,215None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1565$9,379None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$14,495None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1545$6,493None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15400$57,719None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$14,430None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15246$35,353None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1550$7,215None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$2,886None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-157$1,010None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1575$10,822None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15141$20,414None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15350$50,504None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1530$4,329None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1522$3,175None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-153$455None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$2,886None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Kings Path Partners LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗Jefferies Financial Group Inc. ↗AMERIFLEX GROUP, INC. ↗Synergy Investment Management, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.