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Public ownership evidence

First Trust Utilities AlphaDEX Fund (FXU) Ownership Disclosures

Read FXU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2813,445$663,377None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2821$1,036None
CARLSON FINANCIAL, INC.2026-06-302026-08-2513,612$671,424None
CARLSON FINANCIAL, INC.2026-03-312026-08-2513,666$677,709None
CARLSON FINANCIAL, INC.2025-12-312026-08-2513,973$628,916None
Rehmann Capital Advisory Group2026-06-302026-08-2112,053$594,731None
Beacon Pointe Advisors, LLC2026-06-302026-08-1917,882$882,286None
Corient Private Wealth LP2026-06-302026-08-1813,445$663,377None
Asset Allocation Strategies LLC2026-06-302026-08-1828,721$1,417,089None
Transamerica Financial Advisors, LLC2026-06-302026-08-18243$12,018None
Equitable Holdings, Inc.2026-06-302026-08-1865,156$3,214,799None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1812,670$625,000None
Mutual Advisors, LLC2026-06-302026-08-158,388$413,874None
Perennial Investment Advisors, LLC2026-06-302026-08-154,907$242,068None
ROI Financial Advisors, LLC2026-06-302026-08-159,509$469,181None
Resurgent Financial Advisors LLC2026-06-302026-08-1513,641$673,047None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15368,598$18,186,606None
Delos Wealth Advisors, LLC2026-06-302026-08-15169,859$8,380,844None
WCG Wealth Advisors LLC2026-06-302026-08-1518,250$900,475None
XTX Topco Ltd2026-06-302026-08-156,203$306,056None
Western Wealth Management, LLC2026-06-302026-08-1513,856$683,652None
Foundations Investment Advisors, LLC2026-06-302026-08-1596,123$4,742,685None
IFG Advisory, LLC2026-06-302026-08-157,633$376,610None
OSAIC HOLDINGS, INC.2026-06-302026-08-15353$17,417None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,906$488,741None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,023$741,235None
OSAIC HOLDINGS, INC.2026-06-302026-08-15139,680$6,892,459None
JANE STREET GROUP, LLC2026-06-302026-08-1518,219$898,925None
Orion Porfolio Solutions, LLC2026-06-302026-08-1521,310$1,051,449None
Regal Investment Advisors LLC2026-06-302026-08-1528,897$1,425,798None
FLOW TRADERS U.S. LLC2026-06-302026-08-1513,888$685,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,659$377,895None
Ancora Advisors LLC2026-06-302026-08-15250$12,335None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15193$9,523None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15110$5,427None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15150$7,401None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1531$1,530None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1572$3,552None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15252$12,434None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1534$1,678None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15274$13,519None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1551$2,516None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15164$8,092None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1558$2,862None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-158$395None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1524$1,184None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$996None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15535$26,395None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15889$43,863None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15312$15,394None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Rehmann Capital Advisory Group ↗Beacon Pointe Advisors, LLC ↗Corient Private Wealth LP ↗Asset Allocation Strategies LLC ↗Transamerica Financial Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.