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Public ownership evidence

First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) Ownership Disclosures

Read FXR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,511$732,020None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28808$73,625None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,325$394,094None
Transamerica Financial Advisors, LLC2026-06-302026-08-18278$25,382None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-188,685$791,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-15258$23,509None
Modern Wealth Management, LLC2026-06-302026-08-1598,910$9,012,666None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15264,853$24,133,374None
NFSG Corp2026-06-302026-08-1575$6,834None
XTX Topco Ltd2026-06-302026-08-153,415$311,175None
Bellwether Advisors, LLC2026-06-302026-08-152,650$241,468None
IFG Advisory, LLC2026-06-302026-08-15586$53,410None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,045$277,422None
OSAIC HOLDINGS, INC.2026-06-302026-08-1565$5,923None
OSAIC HOLDINGS, INC.2026-06-302026-08-1530,691$2,797,047None
Orion Porfolio Solutions, LLC2026-06-302026-08-158,534$777,618None
Regal Investment Advisors LLC2026-06-302026-08-1527,137$2,472,741None
FLOW TRADERS U.S. LLC2026-06-302026-08-1518,972$1,729,000None
GTS SECURITIES LLC2026-06-302026-08-1523,183$2,112,435None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1531,308$2,852,785None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1521,561$1,964,638None
Ancora Advisors LLC2026-06-302026-08-1595$8,656None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15183$16,675None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1516$1,458None
Waverly Advisors, LLC2026-06-302026-08-155,521$503,074None
&PARTNERS2026-06-302026-08-154,968$444,925None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1531,569$2,840,935None
Harvest Investment Services, LLC2026-06-302026-08-154,808$438,105None
MAI Capital Management2026-06-302026-08-154,455$405,943None
ROYAL BANK OF CANADA2026-06-302026-08-151,010$92,000None
ROYAL BANK OF CANADA2026-06-302026-08-15199$18,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,478$135,000None
ROYAL BANK OF CANADA2026-06-302026-08-1538,332$3,493,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,435$131,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1511,502$1,048,062None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15355,380$32,382,187None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15177,878$16,208,275None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15352,802$32,147,295None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15440,790$40,164,778None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,404$310,172None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1533,818$3,081,496None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15318,969$29,064,487None
Silver Grove Financial Group, Inc.2026-06-302026-08-1449$4,465None
Asset One Wealth Management LLC2026-06-302026-08-149,980$885,326None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-14446$40,639None
Sanctuary Advisors, LLC2026-06-302026-08-143,630$330,779None
Rockefeller Capital Management L.P.2026-06-302026-08-143,204$292,021None
Steward Partners Investment Advisory, LLC2026-06-302026-08-144,315$393,196None
UBS Group AG2026-06-302026-08-14698$63,602None
UBS Group AG2026-06-302026-08-1483$7,563None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Transamerica Financial Advisors, LLC ↗CENTAURUS FINANCIAL, INC. ↗AMERIFLEX GROUP, INC. ↗Modern Wealth Management, LLC ↗EARNED WEALTH ADVISORS, LLC ↗NFSG Corp ↗XTX Topco Ltd ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.