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Public ownership evidence

First Trust Health Care AlphaDEX Fund (FXH) Ownership Disclosures

Read FXH insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-294,808$498,126None
Corient Private Wealth LP2026-06-302026-08-2823,159$2,834,662None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28470$57,528None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-261,726$211,234None
Kingsview Wealth Management, LLC2026-06-302026-08-205,795$709,335None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-208,111$992,786None
Beacon Pointe Advisors, LLC2026-06-302026-08-199,070$1,110,128None
Corient Private Wealth LP2026-06-302026-08-1823,159$2,834,711None
Transamerica Financial Advisors, LLC2026-06-302026-08-181$207None
Equitable Holdings, Inc.2026-06-302026-08-182,821$345,241None
AMERIFLEX GROUP, INC.2026-06-302026-08-15517$63,268None
Glen Eagle Advisors, LLC2026-06-302026-08-15276$33,746None
JPL Wealth Management, LLC2026-06-302026-08-15100$12,240None
Mutual Advisors, LLC2026-06-302026-08-1516,547$2,025,305None
Ameritas Advisory Services, LLC2026-06-302026-08-152,022$247,486None
Delos Wealth Advisors, LLC2026-06-302026-08-151,648$201,716None
Western Wealth Management, LLC2026-06-302026-08-154,934$603,887None
Foundations Investment Advisors, LLC2026-06-302026-08-1514,014$1,715,314None
Qube Research & Technologies Ltd2026-06-302026-08-1515$1,836None
IFG Advisory, LLC2026-06-302026-08-151,527$186,918None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,909$600,856None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,579$315,636None
OSAIC HOLDINGS, INC.2026-06-302026-08-1532,862$4,024,265None
JANE STREET GROUP, LLC2026-06-302026-08-151,900$232,560Put
Orion Porfolio Solutions, LLC2026-06-302026-08-152,102$257,285None
Regal Investment Advisors LLC2026-06-302026-08-156,180$756,432None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,700$1,432,080Put
Ancora Advisors LLC2026-06-302026-08-1568$8,323None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1570$8,568None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15702$85,925None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15180$22,079None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15242$29,564None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15180$22,079None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15242$29,564None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15417$50,918None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15190$23,256None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15436$53,244None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15800$97,920None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1511$1,346None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-159$1,102None
Waverly Advisors, LLC2026-06-302026-08-1530,159$3,691,511None
&PARTNERS2026-06-302026-08-153,831$468,883None
HANCOCK WHITNEY CORP2026-06-302026-08-157,000$856,800None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-156,647$817,103None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15446$54,590None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1532,153$3,935,581None
MAI Capital Management2026-06-302026-08-155,378$658,267None
MAI Capital Management2026-06-302026-08-156,199$758,708None
Pinnacle Financial Partners, Inc.2026-06-302026-08-152,993$366,343None
ROYAL BANK OF CANADA2026-06-302026-08-15430$53,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗Kingsbury Capital Investment Advisors LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.