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Public ownership evidence

Sprott Focus Trust, Inc. (FUND) Ownership Disclosures

Read FUND insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-10-012026-09-29GEORGE W WHITNEYP39,863Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-29 and its public availability date is 2026-10-01. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001193125-26-410922 ↗SEC 0001193125-26-410922 ↗SEC 0001193125-26-410922 ↗

Recent Form 4 activity

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2026-10-012026-09-29GEORGE W WHITNEYP39,863Not reported
2026-10-012026-09-29GEORGE W WHITNEYP1,760Not reported
2026-10-012026-09-29GEORGE W WHITNEYP4,076Not reported
2026-10-012026-09-29GEORGE W WHITNEYP21,944Not reported
2026-10-012026-09-29GEORGE W WHITNEYP49,743Not reported
2026-10-012026-09-29GEORGE W WHITNEYP4,725Not reported
2026-10-012026-09-29GEORGE W WHITNEYP59,702Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 25 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Ameritas Advisory Services, LLC2026-06-302026-08-15792$7,503None
OSAIC HOLDINGS, INC.2026-06-302026-08-1546,999$445,568None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1519,523$185,273None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-15138,901$1,316,781None
READYSTATE ASSET MANAGEMENT LP2026-06-302026-08-1514,119$133,989None
1607 Capital Partners, LLC2026-06-302026-08-15106,418$1,008,843None
ROYAL BANK OF CANADA2026-06-302026-08-15791,861$7,507,000None
ROYAL BANK OF CANADA2026-06-302026-08-1559,747$566,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15207$1,962None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1557,130$541,592None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1594,154$892,584None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1513,396$126,997None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1517,978$170,431None
Steward Partners Investment Advisory, LLC2026-06-302026-08-141,611$15,272None
UBS Group AG2026-06-302026-08-144,502$42,679None
Aberdeen Wealth Management LLC2026-06-302026-08-14102$967None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1482,499$782,091None
MORGAN STANLEY2026-06-302026-08-14248,887$2,359,449None
MORGAN STANLEY2026-06-302026-08-141$16None
EVOLVE PRIVATE WEALTH, LLC2026-06-302026-08-13146,028$1,384,345None
Integrated Wealth Concepts LLC2026-06-302026-08-13155,517$1,474,301None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1320,147$190,994None
Hara Capital LLC2026-06-302026-08-128,490$80,485None
Essex Financial Services, Inc.2026-06-302026-08-11218,889$2,075,064None
LEVEL FOUR ADVISORY SERVICES, LLC2026-06-302026-08-1127,030$256,245None

90-day public filing window, up to 50 source positions.

Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RIVERNORTH CAPITAL MANAGEMENT, LLC ↗READYSTATE ASSET MANAGEMENT LP ↗1607 Capital Partners, LLC ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.