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Public ownership evidence

Alger Mid Cap 40 ETF (FRTY) Ownership Disclosures

Read FRTY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Western Wealth Management, LLC2026-06-302026-08-1551,678$1,282,510None
OSAIC HOLDINGS, INC.2026-06-302026-08-153$83None
&PARTNERS2026-06-302026-08-1541,615$1,032,776None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1548,276$1,142,210None
ROYAL BANK OF CANADA2026-06-302026-08-1535,235$874,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1514,183$351,985None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15280,169$6,953,066None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14481$11,937None
UBS Group AG2026-06-302026-08-14164$4,070None
UBS Group AG2026-06-302026-08-141,093,658$27,141,311None
MORGAN STANLEY2026-06-302026-08-141$36None
Integrated Wealth Concepts LLC2026-06-302026-08-1312,813$317,985None
Cetera Investment Advisers2026-06-302026-08-1320,632$512,030None
NewEdge Advisors, LLC2026-06-302026-08-131,500$37,226None
STIFEL FINANCIAL CORP2026-06-302026-08-1313,040$323,620None
Tradition Wealth Management, LLC2026-06-302026-08-1210,000$248,174None
Sargent Investment Group, LLC2026-06-302026-08-1260,628$1,504,629None
Advisory Advocates, LLC2026-06-302026-08-1168,973$1,711,730None
Proactive Wealth Strategies LLC2026-06-302026-08-1186,330$2,142,474None
Savant Capital, LLC2026-06-302026-08-1114,690$325,365None

90-day public filing window, up to 50 source positions.

Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗&PARTNERS ↗JONES FINANCIAL COMPANIES LLLP ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗Steward Partners Investment Advisory, LLC ↗UBS Group AG ↗UBS Group AG ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.