Explore more topics
Public ownership evidence

First Trust S&P REIT Index Fund (FRI) Ownership Disclosures

Read FRI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 42 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

IFG Advisory, LLC2026-06-302026-08-151,016$32,203None
OSAIC HOLDINGS, INC.2026-06-302026-08-15288$9,127None
OSAIC HOLDINGS, INC.2026-06-302026-08-15740$23,455None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,725$498,643None
Aft, Forsyth & Sober, LLC2026-06-302026-08-15154,200$4,388,532None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,629$273,510None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1531,199$988,902None
Ancora Advisors LLC2026-06-302026-08-152,000$63,400None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1516,590$534,546None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1517,348$549,867None
Harvest Investment Services, LLC2026-06-302026-08-1514,638$463,987None
Cerity Partners LLC2026-06-302026-08-158,164$258,780None
ROYAL BANK OF CANADA2026-06-302026-08-1544,625$1,414,000None
CITADEL ADVISORS LLC2026-06-302026-08-1544,642$1,415,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1564,511$2,044,779None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1511,122$352,533None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,575$303,511None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1542,826$1,357,445None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1531,937$1,012,294None
BANK OF AMERICA CORP /DE/2026-06-302026-08-157,714$244,511None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1537,699$1,194,906None
Rockefeller Capital Management L.P.2026-06-302026-08-14241$7,650None
UBS Group AG2026-06-302026-08-14279,866$8,870,913None
MORGAN STANLEY2026-06-302026-08-14312$9,889None
MORGAN STANLEY2026-06-302026-08-14505$16,007None
MORGAN STANLEY2026-06-302026-08-14228$7,239None
MORGAN STANLEY2026-06-302026-08-14855,636$27,120,754None
FMR LLC2026-06-302026-08-14240$7,593None
Smartleaf Asset Management LLC2026-06-302026-08-13261$8,402None
Integrated Wealth Concepts LLC2026-06-302026-08-132,904$92,046None
Cetera Investment Advisers2026-06-302026-08-13500,461$15,862,900None
NewEdge Advisors, LLC2026-06-302026-08-13979$31,016None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13130$4,121None
BANK OF MONTREAL /CAN/2026-06-302026-08-13142$4,501None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,952$61,866None
STIFEL FINANCIAL CORP2026-06-302026-08-1333,215$1,052,800None
JPMORGAN CHASE & CO2026-06-302026-08-1348$1,545None
JPMORGAN CHASE & CO2026-06-302026-08-130$10None
Millstone Evans Group, LLC2026-06-302026-08-12200$6,339None
Stratos Wealth Advisors, LLC2026-06-302026-08-128,057$255,395None
Benson Wealth Management INC2026-06-302026-08-11265$8,400None
Arax Advisory Partners2026-06-302026-08-111,000$31,697None

90-day public filing window, up to 50 source positions.

IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Aft, Forsyth & Sober, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Ancora Advisors LLC ↗JONES FINANCIAL COMPANIES LLLP ↗AMERIPRISE FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.