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Public ownership evidence

First Trust Institutional Preferred Securities and Income ETF (FPEI) Ownership Disclosures

Read FPEI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Legacy Edge Advisors, LLC2025-09-302026-08-271,046,903$20,247,101None
Kingsview Wealth Management, LLC2026-06-302026-08-20182,028$3,511,320None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2017,518$337,928None
Legacy Edge Advisors, LLC2025-06-302026-08-18941,342$17,876,083None
Legacy Edge Advisors, LLC2025-03-312026-08-18899,338$16,817,617None
Legacy Edge Advisors, LLC2024-09-302026-08-18747,371$14,252,371None
Legacy Edge Advisors, LLC2024-06-302026-08-18638,288$11,725,345None
Legacy Edge Advisors, LLC2024-03-312026-08-18510,885$9,308,325None
Legacy Edge Advisors, LLC2024-12-312026-08-18851,036$15,922,875None
Legacy Edge Advisors, LLC2023-12-312026-08-18271,292$4,837,136None
Balanced Rock Investment Advisors LLC2026-06-302026-08-1831,277$603,333None
Equitable Holdings, Inc.2026-06-302026-08-1834,306$661,769None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-185,538$107,000None
Synergy Investment Management, LLC2026-06-302026-08-1521,501$414,745None
Synergy Investment Management, LLC2026-06-302026-08-15260,840$5,031,614None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-1570,800$1,365,736None
Mutual Advisors, LLC2026-06-302026-08-1511,750$226,658None
Ameritas Advisory Services, LLC2026-06-302026-08-1516,304$314,513None
Plotkin Financial Advisors, LLC2026-06-302026-08-1555,446$1,069,553None
Western Wealth Management, LLC2026-06-302026-08-1547,963$925,196None
OSAIC HOLDINGS, INC.2026-06-302026-08-15176,985$3,414,041None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,887$248,590None
OSAIC HOLDINGS, INC.2026-06-302026-08-15580,347$11,194,705None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15155,197$2,993,753None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15456$8,804None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1510,146$195,716None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-155,907$113,946None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1550$965None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15727$14,024None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-158$154None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15476$9,182None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-154,150$80,054None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1577$1,485None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15634$12,230None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$386None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-153,215$62,017None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15966$18,634None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15435$8,391None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,271$24,509None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15826$15,934None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-157$135None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15226$4,367None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15266$5,131None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1542$810None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15512$9,876None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15926$17,861None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15403$7,774None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-153,232$62,345None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15109$2,103None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15698$13,464None

90-day public filing window, up to 50 source positions.

Legacy Edge Advisors, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.